HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q2 2024 13F Holders as of 30 Jun 2024
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 6,667,846
- Share change
- +708,582
- Total reported value
- $50,205,486
- Price per share
- $7.53
- Number of holders
- 39
- Value change
- +$5,332,514
- Number of buys
- 17
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 43010T104:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
7.8%
|
1,814,006
|
$13,895,288 | — | 31 Mar 2024 | |
| MORGAN STANLEY |
13F
|
Company |
3.5%
|
820,873
|
$6,287,894 | — | 31 Mar 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
2%
|
455,967
|
$3,492,707 | — | 31 Mar 2024 | |
| LPL Financial LLC |
13F
|
Company |
1.6%
|
377,840
|
$2,894,257 | — | 31 Mar 2024 | |
| Matisse Capital |
13F
|
Company |
1.5%
|
340,000
|
$2,604,400 | — | 31 Mar 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.3%
|
306,758
|
$2,349,761 | — | 31 Mar 2024 | |
| AQR Arbitrage LLC |
13F
|
Company |
1.1%
|
266,799
|
$2,043,680 | — | 31 Mar 2024 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.92%
|
214,667
|
$1,644,349 | — | 31 Mar 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.92%
|
213,581
|
$1,636,030 | — | 31 Mar 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.84%
|
195,343
|
$1,496,327 | — | 31 Mar 2024 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.71%
|
164,770
|
$1,262,138 | — | 31 Mar 2024 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.49%
|
113,250
|
$867,495 | — | 31 Mar 2024 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
0.37%
|
86,246
|
$660,644 | — | 31 Mar 2024 | |
| Na Bokf |
13F
|
Individual |
0.36%
|
82,753
|
$628,095 | — | 31 Mar 2024 | |
| UBS Group AG |
13F
|
Company |
0.3%
|
69,908
|
$535,495 | — | 31 Mar 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.29%
|
67,249
|
$515,000 | — | 31 Mar 2024 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.25%
|
57,150
|
$437,769 | — | 31 Mar 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.18%
|
41,935
|
$321,222 | — | 31 Mar 2024 | |
| PRINCIPAL SECURITIES, INC. |
13F
|
Company |
0.16%
|
38,125
|
$292,038 | — | 31 Mar 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.14%
|
32,610
|
$250,000 | — | 31 Mar 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.14%
|
32,110
|
$245,963 | — | 31 Mar 2024 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.13%
|
30,400
|
$232,864 | — | 31 Mar 2024 | |
| EAGLE ROCK INVESTMENT COMPANY, LLC |
13F
|
Company |
0.13%
|
30,000
|
$229,800 | — | 31 Mar 2024 | |
| Retirement Group, LLC |
13F
|
Company |
0.03%
|
6,395
|
$223,061 | — | 31 Mar 2024 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.1%
|
24,152
|
$185,004 | — | 31 Mar 2024 | |
| Advisor Resource Council |
13F
|
Company |
0.08%
|
17,653
|
$138,749 | — | 31 Mar 2024 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.07%
|
15,908
|
$122,000 | — | 31 Mar 2024 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
0.07%
|
15,201
|
$116,438 | — | 31 Mar 2024 | |
| HARTLINE INVESTMENT CORP/ |
13F
|
Company |
0.07%
|
15,201
|
$116,438 | — | 31 Mar 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.05%
|
12,780
|
$98,000 | — | 31 Mar 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
13,123
|
$90,000 | — | 31 Mar 2024 | |
| Ethan Powell |
3/4/5
|
Director |
—
class O/S missing
|
6,750
|
$50,423 | — | 28 Jun 2024 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.02%
|
5,592
|
$42,835 | — | 31 Mar 2024 | |
| Dr. Robert Froehlich |
3/4/5
|
Director |
—
class O/S missing
|
2,024
|
$19,774 | — | 05 Dec 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,410
|
$10,800 | — | 31 Mar 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,313
|
$10,058 | — | 31 Mar 2024 | |
| Stephanie Vitiello |
3/4/5
|
Chief Compliance Officer |
—
class O/S missing
|
869
|
$8,490 | — | 13 Nov 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1,033
|
$7,912 | — | 31 Mar 2024 | |
| CWM, LLC |
13F
|
Company |
0%
|
377
|
$3,000 | — | 31 Mar 2024 | |
| BESSEMER GROUP INC |
13F
|
Company |
0%
|
353
|
$3,000 | — | 31 Mar 2024 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
340
|
$2,604 | — | 31 Mar 2024 | |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC |
13F
|
Company |
0%
|
141
|
$1,084 | — | 31 Mar 2024 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q2 2024
As of 30 Jun 2024,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
39 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,667,846 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, Shaker Financial Services, LLC, LPL Financial LLC, Matisse Capital, OSAIC HOLDINGS, INC., Quantedge Capital Pte Ltd, AQR Arbitrage LLC, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., and NWF Advisory Services Inc..
This page lists
39
institutional shareholders reporting positions in this security
for the Q2 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2024 vs Q1 2024 Across Filers
Q1 2024 holders
38
Q2 2024 holders
39
Holder diff
1
| Investor | Q1 2024 Shares | Q2 2024 Shares | Share Diff | Share Chg % | Q1 2024 Value $ | Q2 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.