Q3 2020 13F Holders as of 30 Sep 2020
-
Type / Class
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Equity / Common Stock
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Shares outstanding
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23,204,468
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Number of holders
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37
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Total 13F shares, excl. options
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5,144,362
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Shares change
-
-497,711
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Total reported value, excl. options
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$31,866,000
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Value change
-
-$3,087,212
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Number of buys
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8
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Number of sells
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-14
-
Price
-
$6.2
Significant Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB) as of Q3 2020
39 filings reported holding HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Stock as of Q3 2020.
HIGHLAND GLOBAL ALLOCATION FUND - Common Stock (HGLB) has 37 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5,144,362 shares
of 23,204,468 outstanding shares and own 22.17% of the company stock.
Largest 10 shareholders include RIVERNORTH CAPITAL MANAGEMENT, LLC (1,065,678 shares), MORGAN STANLEY (777,975 shares), Matisse Capital (699,600 shares), KESTRA PRIVATE WEALTH SERVICES, LLC (605,671 shares), Clough Capital Partners L P (501,552 shares), WELLS FARGO & COMPANY/MN (222,076 shares), Bulldog Investors, LLC (204,743 shares), ROYAL BANK OF CANADA (149,967 shares), LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (123,178 shares), and ADVISOR GROUP HOLDINGS, INC. (111,036 shares).
This table shows the top 37 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.