What does CUSIP 43010T104 represent in this 13F holders report?

CUSIP 43010T104 is the security identifier for HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares used to aggregate holder disclosures.

How many institutions held HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in Q1 2024?

38 institutional investors reported HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares for Q1 2024. Use the holders table for investor-level position and value details.

HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)

CUSIP: 43010T104

Q1 2024 13F Holders as of 31 Mar 2024

Type / Class: Equity / Common Shares
Shares outstanding: 23,298,619
Total 13F shares: 5,976,917
Share change: +552,438
Total reported value: $45,771,138
Price per share: $7.66
Number of holders: 38
Value change: +$4,172,579
Number of buys: 21
Number of sells: 17

Quarterly Holders Quick Answers

What is CUSIP 43010T104?
CUSIP 43010T104 identifies HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2024
Previous quarter: Q4 2023

Recent filing periods for CUSIP 43010T104:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
RAYMOND JAMES & ASSOCIATES	13F	Company	4.7%	1,087,359	$8,546,641	—	31 Dec 2023	13F
MORGAN STANLEY	13F	Company	3.5%	826,476	$6,496,106	—	31 Dec 2023	13F
Shaker Financial Services, LLC	13F	Company	1.8%	424,917	$3,339,848	—	31 Dec 2023	13F
LPL Financial LLC	13F	Company	1.5%	359,346	$2,824,457	—	31 Dec 2023	13F
OSAIC HOLDINGS, INC.	13F	Company	1.4%	327,055	$2,570,642	—	31 Dec 2023	13F
Matisse Capital	13F	Company	1.2%	289,000	$2,271,540	—	31 Dec 2023	13F
AQR Arbitrage LLC	13F	Company	1.1%	266,455	$2,094,336	—	31 Dec 2023	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	1.1%	252,079	$1,981,341	—	31 Dec 2023	13F
Advisor Resource Council	13F	Company	1.1%	250,359	$1,967,818	—	31 Dec 2023	13F
NWF Advisory Services Inc.	13F	Company	0.97%	226,881	$1,783,285	—	31 Dec 2023	13F
Quantedge Capital Pte Ltd	13F	Company	0.82%	191,283	$1,503,484	—	31 Dec 2023	13F
Sovereign Financial Group, Inc.	13F	Company	0.67%	155,112	$1,219,181	—	31 Dec 2023	13F
Private Advisor Group, LLC	13F	Company	0.48%	112,663	$885,531	—	31 Dec 2023	13F
NEXPOINT ASSET MANAGEMENT, L.P.	13F	Company	0.37%	86,246	$677,894	—	31 Dec 2023	13F
Na Bokf	13F	Individual	0.34%	79,719	$626,591	—	31 Dec 2023	13F
UBS Group AG	13F	Company	0.33%	76,287	$599,616	—	31 Dec 2023	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.29%	68,503	$538,000	—	31 Dec 2023	13F
Capital Investment Advisors, LLC	13F	Company	0.24%	55,150	$433,479	—	31 Dec 2023	13F
OPPENHEIMER & CO INC	13F	Company	0.2%	45,900	$360,774	—	31 Dec 2023	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	0.16%	37,997	$298,656	—	31 Dec 2023	13F
PRINCIPAL SECURITIES, INC.	13F	Company	0.15%	34,187	$268,710	—	31 Dec 2023	13F
ROYAL BANK OF CANADA	13F	Company	0.14%	32,610	$256,000	—	31 Dec 2023	13F
TRUIST FINANCIAL CORP	13F	Company	0.12%	29,076	$228,537	—	31 Dec 2023	13F
Retirement Group, LLC	13F	Company	0.03%	6,220	$195,995	—	31 Dec 2023	13F
Cetera Advisors LLC	13F	Company	0.09%	21,804	$171,379	—	31 Dec 2023	13F
WEDBUSH SECURITIES INC	13F	Company	0.06%	14,868	$117,000	—	31 Dec 2023	13F
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors	13F	Company	0.06%	14,829	$116,555	—	31 Dec 2023	13F
HighTower Advisors, LLC	13F	Company	0.07%	15,838	$113,000	—	31 Dec 2023	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.05%	12,120	$95,000	—	31 Dec 2023	13F
Moors & Cabot, Inc.	13F	Company	0.04%	10,000	$78,600	—	31 Dec 2023	13F
Advisory Services Network, LLC	13F	Company	0.03%	6,487	$50,988	—	31 Dec 2023	13F
Baystate Wealth Management LLC	13F	Company	0.03%	6,162	$48,438	—	31 Dec 2023	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.02%	4,889	$38,431	—	31 Dec 2023	13F
Caldwell Trust Co	13F	Company	0.01%	3,000	$23,580	—	31 Dec 2023	13F
Dr. Robert Froehlich	3/4/5	Director	— class O/S missing	2,024	$19,774	—	05 Dec 2022	3/4/5
Geneos Wealth Management Inc.	13F	Company	0.01%	2,500	$19,650	—	31 Dec 2023	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.01%	1,410	$11,082	—	31 Dec 2023	13F
Stephanie Vitiello	3/4/5	Chief Compliance Officer	— class O/S missing	869	$8,490	—	13 Nov 2021	3/4/5
BANK OF AMERICA CORP /DE/	13F	Company	0%	849	$6,673	—	31 Dec 2023	13F
CWM, LLC	13F	Company	0%	377	$3,000	—	31 Dec 2023	13F
BESSEMER GROUP INC	13F	Company	0%	367	$3,000	—	31 Dec 2023	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0%	340	$2,672	—	31 Dec 2023	13F
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC	13F	Company	0%	141	$1,112	—	31 Dec 2023	13F

Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q1 2024

As of 31 Mar 2024, HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by 38 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,976,917 shares. The largest 10 holders included RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, Shaker Financial Services, LLC, LPL Financial LLC, Matisse Capital, OSAIC HOLDINGS, INC., AQR Arbitrage LLC, Quantedge Capital Pte Ltd, NWF Advisory Services Inc., and LANDSCAPE CAPITAL MANAGEMENT, L.L.C.. This page lists 38 institutional shareholders reporting positions in this security for the Q1 2024 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2024 vs Q4 2023 Across Filers

Q4 2023 holders

Q1 2024 holders

Holder diff

-2

Investor	Q4 2023 Shares	Q1 2024 Shares	Share Diff	Share Chg %	Q4 2023 Value $	Q1 2024 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.