Security key
43010T104
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q1 2024 13F Holders as of 31 Mar 2024
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 5,976,917
- Total 13F value
- $45,771,138
- Share change
- +552,438
- SEC-reported price per share
- $7.66
- Number of holders
- 38
- Value change
- +$4,172,579
- Number of buys
- 21
- Number of sells
- 17
- Shares outstanding
- 23,298,619
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2024
Institutions
38
Top holders
10
HGLB full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
HIGHLAND GLOBAL ALLOCATION FUND SEC filings
HIGHLAND GLOBAL ALLOCATION FUND 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 43010T104
Recent filing periods:
Ownership snapshot
Top reported holders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
15/15
Latest evidence
31 Dec 2023
13F
Lead comparable stake: 4.7%
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES leads the comparable SEC ownership view at 4.7%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Comparable ownership
Top 5
RAYMOND JAMES & ASSOCIATES
4.7%
MORGAN STANLEY
3.5%
Shaker Financial Services, LLC
1.8%
LPL Financial LLC
1.5%
OSAIC HOLDINGS, INC.
1.4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
4.7%
|
$8,546,641
1,087,359 shares
|
— | 31 Dec 2023 |
| MORGAN STANLEY |
13F
Company
|
3.5%
|
$6,496,106
826,476 shares
|
— | 31 Dec 2023 |
| Shaker Financial Services, LLC |
13F
Company
|
1.8%
|
$3,339,848
424,917 shares
|
— | 31 Dec 2023 |
| LPL Financial LLC |
13F
Company
|
1.5%
|
$2,824,457
359,346 shares
|
— | 31 Dec 2023 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
1.4%
|
$2,570,642
327,055 shares
|
— | 31 Dec 2023 |
| Matisse Capital |
13F
Company
|
1.2%
|
$2,271,540
289,000 shares
|
— | 31 Dec 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
38
Shares
5,976,917
Rows available
38
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2024 vs Q1 2026 Across Filers
Q1 2026 holders
38
Q1 2024 holders
38
Holder diff
0
| Investor | Q1 2026 Shares | Q1 2024 Shares | Share Diff | Share Chg % | Q1 2026 value | Q1 2024 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend