Security key
43010T104
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q4 2023 13F Holders as of 31 Dec 2023
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 5,430,641
- Total 13F value
- $42,672,627
- Share change
- -188,892
- SEC-reported price per share
- $7.86
- Number of holders
- 40
- Value change
- -$1,650,563
- Number of buys
- 21
- Number of sells
- 11
- Shares outstanding
- 23,298,619
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2023
Institutions
40
Top holders
10
HGLB full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2024
Previous quarter: Q3 2023
HIGHLAND GLOBAL ALLOCATION FUND SEC filings
HIGHLAND GLOBAL ALLOCATION FUND 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 43010T104
Recent filing periods:
Ownership snapshot
Top reported holders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Atlas Wealth LLC
Disclosed value leader
Atlas Wealth LLC
Comparable rows
15/15
Latest evidence
30 Sep 2023
13F
Lead comparable stake: 5.2%
Showing 1-6 of 15 holder rows.
Quick read
Atlas Wealth LLC leads the comparable SEC ownership view at 5.2%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Atlas Wealth LLC's linked filing trail.
Comparable ownership
Top 5
Atlas Wealth LLC
5.2%
MORGAN STANLEY
3.5%
OSAIC HOLDINGS, INC.
2.8%
RAYMOND JAMES & ASSOCIATES
2%
Shaker Financial Services, LLC
1.7%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Atlas Wealth LLC |
13F
Company
|
5.2%
|
$9,709,096
1,213,637 shares
|
— | 30 Sep 2023 |
| MORGAN STANLEY |
13F
Company
|
3.5%
|
$6,597,057
824,632 shares
|
— | 30 Sep 2023 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
2.8%
|
$5,298,902
662,363 shares
|
— | 30 Sep 2023 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
2%
|
$3,707,485
463,436 shares
|
— | 30 Sep 2023 |
| Shaker Financial Services, LLC |
13F
Company
|
1.7%
|
$3,222,760
402,845 shares
|
— | 30 Sep 2023 |
| LPL Financial LLC |
13F
Company
|
1.5%
|
$2,825,256
353,157 shares
|
— | 30 Sep 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
40
Shares
5,430,641
Rows available
40
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
38
Q4 2023 holders
40
Holder diff
2
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 value | Q4 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend