Security key
43010T104
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB)
CUSIP: 43010T104
Q4 2025 13F Holders as of 31 Dec 2025
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 23,298,619
- Total 13F shares
- 6,061,681
- Share change
- +169,791
- Total reported value
- $55,342,960
- Price per share
- $9.13
- Number of holders
- 43
- Value change
- +$1,553,137
- Number of buys
- 22
- Number of sells
- 15
Report period
Q4 2025
Institutions
43
Top holders
10
HGLB full security history
Newer quarter: Q1 2026
Previous quarter: Q3 2025
HIGHLAND GLOBAL ALLOCATION FUND SEC filings
HIGHLAND GLOBAL ALLOCATION FUND 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 43010T104
Recent filing periods:
Top shareholders of HGLB - HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
9.7%
|
2,250,833
|
$20,460,076 | — | 30 Sep 2025 | |
| MORGAN STANLEY |
13F
|
Company |
3.4%
|
799,810
|
$7,270,273 | — | 30 Sep 2025 | |
| LPL Financial LLC |
13F
|
Company |
3.2%
|
744,646
|
$6,768,831 | — | 30 Sep 2025 | |
| Matisse Capital |
13F
|
Company |
1.7%
|
393,000
|
$3,572,370 | — | 30 Sep 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
1.5%
|
350,103
|
$3,019,013 | — | 30 Sep 2025 | |
| NWF Advisory Services Inc. |
13F
|
Company |
1.3%
|
291,581
|
$2,650,471 | — | 30 Sep 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.78%
|
182,745
|
$1,661,148 | — | 30 Sep 2025 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
0.69%
|
159,987
|
$1,454,282 | — | 30 Sep 2025 | |
| Sovereign Financial Group, Inc. |
13F
|
Company |
0.51%
|
117,925
|
$1,071,940 | — | 30 Sep 2025 | |
| UBS Group AG |
13F
|
Company |
0.33%
|
77,005
|
$699,976 | — | 30 Sep 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.21%
|
49,907
|
$453,655 | — | 30 Sep 2025 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.2%
|
45,529
|
$413,855 | — | 30 Sep 2025 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.19%
|
45,000
|
$409,050 | — | 30 Sep 2025 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.18%
|
42,348
|
$384,945 | — | 30 Sep 2025 | |
| Summit Financial, LLC |
13F
|
Company |
0.16%
|
37,975
|
$345,193 | — | 30 Sep 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.13%
|
29,512
|
$268,000 | — | 30 Sep 2025 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.12%
|
27,526
|
$250,000 | — | 30 Sep 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.11%
|
26,580
|
$241,614 | — | 30 Sep 2025 | |
| HB Wealth Management, LLC |
13F
|
Company |
0.1%
|
24,011
|
$218,260 | — | 30 Sep 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
22,080
|
$201,000 | — | 30 Sep 2025 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
0.09%
|
19,944
|
$181,288 | — | 30 Sep 2025 | |
| Marex Group plc |
13F
|
Company |
0.08%
|
19,769
|
$179,700 | — | 30 Sep 2025 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
17,062
|
$155,094 | — | 30 Sep 2025 | |
| BankPlus Wealth Management LLC |
13F
|
Company |
0.07%
|
16,000
|
$145,440 | — | 30 Sep 2025 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.06%
|
12,914
|
$117,389 | — | 30 Sep 2025 | |
| BENJAMIN EDWARDS INC |
13F
|
Company |
0.04%
|
10,180
|
$92,535 | — | 30 Sep 2025 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.04%
|
9,012
|
$81,919 | — | 30 Sep 2025 | |
| Ethan Powell |
3/4/5
|
Director |
—
class O/S missing
|
6,750
|
$50,423 | — | 28 Jun 2024 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.02%
|
5,385
|
$48,950 | — | 30 Sep 2025 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0.02%
|
5,104
|
$46,395 | — | 30 Sep 2025 | |
| Dr. Robert Froehlich |
3/4/5
|
Director |
—
class O/S missing
|
2,024
|
$19,774 | — | 05 Dec 2022 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
2,069
|
$18,807 | — | 30 Sep 2025 | |
| NBC SECURITIES, INC. |
13F
|
Company |
0.01%
|
2,067
|
$18,795 | — | 30 Sep 2025 | |
| Stephanie Vitiello |
3/4/5
|
Chief Compliance Officer |
—
class O/S missing
|
869
|
$8,490 | — | 13 Nov 2021 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
0%
|
863
|
$7,845 | — | 30 Sep 2025 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
465
|
$4,227 | — | 30 Sep 2025 | |
| COMERICA BANK |
13F
|
Company |
0%
|
142
|
$1,291 | — | 30 Sep 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
2
|
$22 | — | 30 Sep 2025 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
11,500
|
$9 | — | 30 Sep 2025 |
Institutional Holders of HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) as of Q4 2025
As of 31 Dec 2025,
HIGHLAND GLOBAL ALLOCATION FUND - Common Shares (HGLB) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,061,681 shares.
The largest 10 holders included
RAYMOND JAMES FINANCIAL INC, LPL Financial LLC, MORGAN STANLEY, Matisse Capital, OSAIC HOLDINGS, INC., NWF Advisory Services Inc., NewEdge Advisors, LLC, Quantedge Capital Pte Ltd, Sovereign Financial Group, Inc., and UBS Group AG.
This page lists
43
institutional shareholders reporting positions in this security
for the Q4 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2025 vs Q3 2025 Across Filers
Q3 2025 holders
35
Q4 2025 holders
43
Holder diff
8
| Investor | Q3 2025 Shares | Q4 2025 Shares | Share Diff | Share Chg % | Q3 2025 Value $ | Q4 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.