HIGH INCOME SECURITIES FUND - Common Stock (PCF) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2016 to Q4 2025

Type / Class
Equity / Common Stock
Symbol
PCF on NYSE
Shares outstanding
18,637,639
Price per share
$6.15
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
3,724,673
Total reported value
$23,653,027
% of total 13F portfolios
0%
Share change
+89,681
Value change
+$569,918
Number of holders
48
Price from insider filings
$6.15
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of HIGH INCOME SECURITIES FUND - Common Stock (PCF) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
LPL Financial LLC 7.2% -14% $8,252,746 -$1,521,590 1,341,910 -16% LPL Financial LLC 31 Dec 2025

As of 30 Sep 2025, 48 institutional investors reported holding 3,724,673 shares of HIGH INCOME SECURITIES FUND - Common Stock (PCF). This represents 20% of the company’s total 18,637,639 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) together control 19% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
LPL Financial LLC 7.9% 1,467,868 -3.1% 0% $9,320,961
MORGAN STANLEY 2.8% 530,804 +4.2% 0% $3,370,616
RAYMOND JAMES FINANCIAL INC 2.1% 394,391 +16% 0% $2,504,384
Invesco Ltd. 1.4% 268,495 +3% 0% $1,704,943
Advisors Asset Management, Inc. 0.65% 121,714 -0.72% 0.01% $772,884
Samalin Investment Counsel, LLC 0.49% 91,976 +29% 0.2% $584,046
NewEdge Advisors, LLC 0.43% 80,700 -1.7% 0% $512,445
Shaker Financial Services, LLC 0.42% 77,415 +172% 0.17% $491,586
OSAIC HOLDINGS, INC. 0.35% 64,911 +13% 0% $417,999
HARBOUR INVESTMENTS, INC. 0.28% 51,684 +2.1% 0.01% $328,191
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.27% 50,237 0% 0.05% $319,005
WELLS FARGO & COMPANY/MN 0.22% 41,175 +0.61% 0% $261,464
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.21% 38,936 -2.1% 0% $243,739
MGO ONE SEVEN LLC 0.19% 35,283 -0.21% 0.01% $224,047
Cetera Investment Advisers 0.17% 32,191 +17% 0% $204,413
Kingstone Capital Partners Texas, LLC 0.17% 30,791 +11% 0.11% $196,000
MELFA WEALTH MANAGEMENT, INC. 0.16% 30,722 0% 0.11% $195,083
Aptus Capital Advisors, LLC 0.16% 30,660 0% 0% $194,691
SeaCrest Wealth Management, LLC 0.16% 30,656 +5.2% 0.02% $193,133
SILVERLAKE WEALTH MANAGEMENT LLC 0.13% 24,721 0% 0.04% $156,978
Gilman Hill Asset Management, LLC 0.11% 20,000 0% 0.02% $127,000
Tactive Advisors, LLC 0.1% 18,767 +18% 0.03% $119,170
Merit Financial Group, LLC 0.1% 17,818 +2.4% 0% $113,146
K2 PRINCIPAL FUND, L.P. 0.09% 16,717 0% 0.01% $106,153
NWF Advisory Services Inc. 0.09% 16,700 0% 0.01% $106,045

Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 211,010 $1,297,800 +$119,977 $6.15 13
2025 Q3 3,724,673 $23,653,027 +$569,918 $6.35 48
2025 Q2 3,615,294 $22,960,664 -$180,301 $6.35 46
2025 Q1 3,633,045 $24,158,402 -$942,059 $6.65 47
2024 Q4 3,779,977 $24,682,674 -$58,108,044 $6.53 49
2024 Q3 12,386,065 $84,581,280 +$58,458,215 $6.83 54
2024 Q2 3,792,366 $26,482,282 +$6,592,561 $6.99 48
2024 Q1 2,856,846 $19,334,786 -$450,485 $6.77 43
2023 Q4 2,929,120 $18,798,379 +$210,860 $6.42 41
2023 Q3 2,897,398 $17,934,915 -$326,174 $6.19 40
2023 Q2 2,948,962 $19,109,937 -$1,212,060 $6.48 38
2023 Q1 3,132,063 $20,320,365 +$377,338 $6.50 42
2022 Q4 3,064,981 $19,920,672 -$2,141,703 $6.50 42
2022 Q3 3,289,592 $22,664,329 -$1,969,666 $6.89 40
2022 Q2 3,575,179 $26,028,237 -$9,104,976 $7.28 36
2022 Q1 4,721,961 $37,397,131 -$3,208,425 $7.92 40
2021 Q4 5,106,249 $44,169,104 +$38,752,500 $8.65 37
2021 Q3 645,933 $5,657,000 +$970,634 $8.75 26
2021 Q2 527,764 $5,136,000 -$4,137,032 $9.73 22
2021 Q1 953,819 $8,337,000 +$5,390,449 $8.74 22
2020 Q4 337,550 $2,900,000 +$16,084 $8.60 19
2020 Q3 351,501 $2,929,499 -$1,132,485 $8.33 17
2020 Q2 487,191 $3,716,289 -$2,536,592 $7.63 18
2020 Q1 845,274 $5,495,000 -$2,120,153 $6.53 18
2019 Q4 1,131,643 $10,138,000 -$1,578,817 $8.96 23
2019 Q3 1,247,588 $10,594,000 +$1,978,437 $8.48 23
2019 Q2 1,016,686 $8,407,000 +$503,281 $8.27 23
2019 Q1 944,322 $8,539,000 -$39,917,113 $9.04 19
2018 Q4 5,396,339 $48,047,460 +$239,442 $8.90 29
2018 Q3 5,363,666 $50,837,853 +$50,811,162 $9.47 30
2018 Q2 1,550 $13,665 +$9,000 $8.79 3
2018 Q1 500 $4,520 $9.04 1
2017 Q4 500 $4,510 $9.02 1
2017 Q3 500 $4,465 $8.93 1
2017 Q2 500 $4,395 $8.79 1
2017 Q1 500 $4,335 $8.67 1
2016 Q4 500 $4,100 $8.20 1
2016 Q3 500 $4,010 $8.02 1
2016 Q2 500 $3,835 $7.67 1
2016 Q1 500 $3,660 $7.32 1