HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q2 2022 13F Holders as of 30 Jun 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 3,575,179
- Share change
- -1,146,782
- Total reported value
- $26,028,237
- Price per share
- $7.28
- Number of holders
- 36
- Value change
- -$9,104,976
- Number of buys
- 17
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cetera Investment Advisers |
13F
|
Company |
5.4%
|
1,011,083
|
$8,008,000 | — | 31 Mar 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
4.5%
|
845,147
|
$6,694,000 | — | 31 Mar 2022 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.1%
|
571,438
|
$4,526,000 | — | 31 Mar 2022 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
2.9%
|
545,862
|
$4,323,000 | — | 31 Mar 2022 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.8%
|
342,154
|
$2,710,000 | — | 31 Mar 2022 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
1.2%
|
222,820
|
$1,765,000 | — | 31 Mar 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
1.1%
|
210,716
|
$1,669,000 | — | 31 Mar 2022 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.71%
|
132,758
|
$1,051,000 | — | 31 Mar 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.67%
|
124,300
|
$984,000 | — | 31 Mar 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.62%
|
115,614
|
$915,000 | — | 31 Mar 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.56%
|
104,953
|
$831,000 | — | 31 Mar 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
65,889
|
$522,000 | — | 31 Mar 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.27%
|
51,097
|
$405,000 | — | 31 Mar 2022 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.2%
|
37,296
|
$295,000 | — | 31 Mar 2022 | |
| CSS LLC/IL |
13F
|
Company |
0.19%
|
35,160
|
$278,000 | — | 31 Mar 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.19%
|
34,872
|
$276,000 | — | 31 Mar 2022 | |
| SILVERLAKE WEALTH MANAGEMENT LLC |
13F
|
Company |
0.18%
|
32,960
|
$261,043 | — | 31 Mar 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.15%
|
27,911
|
$221,000 | — | 31 Mar 2022 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.14%
|
26,894
|
$213,000 | — | 31 Mar 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
20,969
|
$166,000 | — | 31 Mar 2022 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.11%
|
20,270
|
$161,000 | — | 31 Mar 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.1%
|
18,474
|
$146,000 | — | 31 Mar 2022 | |
| Virtu Financial LLC |
13F
|
Company |
0.1%
|
17,858
|
$141,000 | — | 31 Mar 2022 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.08%
|
14,637
|
$116,000 | — | 31 Mar 2022 | |
| L.M. KOHN & COMPANY |
13F
|
Company |
0.08%
|
14,311
|
$114,000 | — | 31 Mar 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
14,176
|
$112,000 | — | 31 Mar 2022 | |
| Detalus Advisors, LLC |
13F
|
Company |
0.06%
|
11,892
|
$94,000 | — | 31 Mar 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.06%
|
11,602
|
$92,000 | — | 31 Mar 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
11,196
|
$89,000 | — | 31 Mar 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
7,532
|
$60,000 | — | 31 Mar 2022 | |
| WINMILL & CO. INC |
13F
|
Company |
0.03%
|
6,480
|
$51,000 | — | 31 Mar 2022 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
5,652
|
$34,873 | — | 01 Nov 2021 | |
| McClarren Financial Advisors, Inc. |
13F
|
Company |
0.02%
|
3,288
|
$26,000 | — | 31 Mar 2022 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
3,034
|
$24,000 | — | 31 Mar 2022 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
1,600
|
$13,000 | — | 31 Mar 2022 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
1,400
|
$11,088 | — | 31 Mar 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
1,500
|
$11,000 | — | 31 Mar 2022 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,100
|
$9,000 | — | 31 Mar 2022 | |
| CWM, LLC |
13F
|
Company |
0%
|
815
|
$6,000 | — | 31 Mar 2022 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
703
|
$6,000 | — | 31 Mar 2022 | |
| TSFG, LLC |
13F
|
Company |
0%
|
200
|
$2,000 | — | 31 Mar 2022 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q2 2022
As of 30 Jun 2022,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
36 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,575,179 shares.
The largest 10 holders included
Cetera Investment Advisers, Thomas J. Herzfeld Advisors, Inc., Bulldog Investors, LLP, Yakira Capital Management, Inc., ENVESTNET ASSET MANAGEMENT INC, Baird Financial Group, Inc., NewEdge Advisors, LLC, LPL Financial LLC, WELLS FARGO & COMPANY/MN, and ADVISOR GROUP HOLDINGS, INC..
This page lists
36
institutional shareholders reporting positions in this security
for the Q2 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2022 vs Q1 2022 Across Filers
Q1 2022 holders
40
Q2 2022 holders
36
Holder diff
-4
| Investor | Q1 2022 Shares | Q2 2022 Shares | Share Diff | Share Chg % | Q1 2022 Value $ | Q2 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.