HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 5,106,249
- Share change
- +4,481,781
- Total reported value
- $44,169,104
- Price per share
- $8.65
- Number of holders
- 37
- Value change
- +$38,752,500
- Number of buys
- 26
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Baird Financial Group, Inc. |
13F
|
Company |
0.61%
|
113,163
|
$991,000 | — | 30 Sep 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.41%
|
75,800
|
$664,000 | — | 30 Sep 2021 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.4%
|
75,000
|
$657,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
62,843
|
$551,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.28%
|
52,473
|
$459,000 | — | 30 Sep 2021 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.27%
|
50,688
|
$444,000 | — | 30 Sep 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.18%
|
34,053
|
$298,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.13%
|
24,748
|
$217,000 | — | 30 Sep 2021 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.13%
|
24,229
|
$212,000 | — | 30 Sep 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.11%
|
20,220
|
$177,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.09%
|
16,595
|
$145,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.08%
|
14,900
|
$131,000 | — | 30 Sep 2021 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.08%
|
14,708
|
$129,000 | — | 30 Sep 2021 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.08%
|
14,637
|
$128,000 | — | 30 Sep 2021 | |
| KOM Wealth Management Group, LLC |
13F
|
Company |
0.06%
|
11,591
|
$102,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
11,196
|
$98,000 | — | 30 Sep 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.06%
|
10,878
|
$95,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
4,841
|
$42,000 | — | 30 Sep 2021 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
5,652
|
$34,873 | — | 01 Nov 2021 | |
| WINMILL & CO. INC |
13F
|
Company |
0.02%
|
3,240
|
$28,000 | — | 30 Sep 2021 | |
| McClarren Financial Advisors, Inc. |
13F
|
Company |
0.02%
|
3,117
|
$27,000 | — | 30 Sep 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.02%
|
3,000
|
$26,000 | — | 30 Sep 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
1,600
|
$14,000 | — | 30 Sep 2021 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,100
|
$10,000 | — | 30 Sep 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
703
|
$6,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
410
|
$4,000 | — | 30 Sep 2021 | |
| TSFG, LLC |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Sep 2021 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q4 2021
As of 31 Dec 2021,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,106,249 shares.
The largest 10 holders included
Cetera Investment Advisers, SIT INVESTMENT ASSOCIATES INC, Thomas J. Herzfeld Advisors, Inc., Bulldog Investors, LLP, RIVERNORTH CAPITAL MANAGEMENT, LLC, Yakira Capital Management, Inc., ENVESTNET ASSET MANAGEMENT INC, NewEdge Advisors, LLC, Baird Financial Group, Inc., and WELLS FARGO & COMPANY/MN.
This page lists
37
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
26
Q4 2021 holders
37
Holder diff
11
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.