HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 645,933
- Share change
- +118,169
- Total reported value
- $5,657,000
- Price per share
- $8.75
- Number of holders
- 26
- Value change
- +$970,634
- Number of buys
- 17
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Baird Financial Group, Inc. |
13F
|
Company |
0.71%
|
133,148
|
$1,296,000 | — | 30 Jun 2021 | |
| KOM Wealth Management Group, LLC |
13F
|
Company |
0.36%
|
67,984
|
$661,000 | — | 30 Jun 2021 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.28%
|
51,745
|
$503,000 | — | 30 Jun 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.23%
|
42,400
|
$413,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
38,638
|
$376,000 | — | 30 Jun 2021 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.2%
|
37,633
|
$366,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.19%
|
35,874
|
$349,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.13%
|
24,877
|
$242,000 | — | 30 Jun 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.1%
|
19,118
|
$186,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.08%
|
15,404
|
$150,000 | — | 30 Jun 2021 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.08%
|
14,708
|
$143,000 | — | 30 Jun 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.06%
|
12,100
|
$118,000 | — | 30 Jun 2021 | |
| Cetera Investment Advisers |
13F
|
Company |
0.05%
|
10,226
|
$100,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.05%
|
9,200
|
$89,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
4,758
|
$46,000 | — | 30 Jun 2021 | |
| WINMILL & CO. INC |
13F
|
Company |
0.02%
|
3,240
|
$32,000 | — | 30 Jun 2021 | |
| McClarren Financial Advisors, Inc. |
13F
|
Company |
0.02%
|
3,041
|
$29,000 | — | 30 Jun 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
1,600
|
$16,000 | — | 30 Jun 2021 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,100
|
$11,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
410
|
$4,000 | — | 30 Jun 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
360
|
$4,000 | — | 30 Jun 2021 | |
| TSFG, LLC |
13F
|
Company |
0%
|
200
|
$2,000 | — | 30 Jun 2021 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q3 2021
As of 30 Sep 2021,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
645,933 shares.
The largest 10 holders included
Baird Financial Group, Inc., MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV, BOOTHBAY FUND MANAGEMENT, LLC, LPL Financial LLC, WELLS FARGO & COMPANY/MN, SeaCrest Wealth Management, LLC, Kestra Advisory Services, LLC, BANK OF AMERICA CORP /DE/, DOLIVER ADVISORS, LP, and Cetera Advisor Networks LLC.
This page lists
26
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
22
Q3 2021 holders
26
Holder diff
4
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.