HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 1,247,588
- Share change
- +230,902
- Total reported value
- $10,594,000
- Price per share
- $8.48
- Number of holders
- 23
- Value change
- +$1,978,437
- Number of buys
- 13
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
2%
|
372,192
|
$3,078,000 | — | 30 Jun 2019 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.2%
|
220,000
|
$1,819,000 | — | 30 Jun 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.77%
|
143,311
|
$1,185,000 | — | 30 Jun 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.27%
|
51,018
|
$421,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.22%
|
41,867
|
$347,000 | — | 30 Jun 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.21%
|
39,988
|
$330,000 | — | 30 Jun 2019 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.15%
|
28,693
|
$237,000 | — | 30 Jun 2019 | |
| Curi Capital, LLC |
13F
|
Company |
0.13%
|
23,638
|
$195,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
19,584
|
$162,000 | — | 30 Jun 2019 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.09%
|
16,708
|
$138,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.09%
|
16,110
|
$134,000 | — | 30 Jun 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.07%
|
12,974
|
$107,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.05%
|
10,128
|
$84,000 | — | 30 Jun 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.03%
|
5,500
|
$45,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
4,223
|
$35,000 | — | 30 Jun 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
2,240
|
$19,000 | — | 30 Jun 2019 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
2,225
|
$18,000 | — | 30 Jun 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.01%
|
1,667
|
$14,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
1,410
|
$12,000 | — | 30 Jun 2019 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,200
|
$10,000 | — | 30 Jun 2019 | |
| MOTCO |
13F
|
Company |
0%
|
814
|
$7,000 | — | 30 Jun 2019 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0%
|
796
|
$7,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
400
|
$3,000 | — | 30 Jun 2019 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q3 2019
As of 30 Sep 2019,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,247,588 shares.
The largest 10 holders included
RIVERNORTH CAPITAL MANAGEMENT, LLC, Advisors Asset Management, Inc., Bulldog Investors, LLC, MORGAN STANLEY, Private Advisor Group, LLC, WOLVERINE ASSET MANAGEMENT LLC, GEODE CAPITAL MANAGEMENT, LLC, Matisse Capital, OTA Financial Group L.P., and WELLS FARGO & COMPANY/MN.
This page lists
23
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
23
Q3 2019 holders
23
Holder diff
0
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.