HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 2,897,398
- Share change
- -48,917
- Total reported value
- $17,934,915
- Price per share
- $6.19
- Number of holders
- 40
- Value change
- -$326,174
- Number of buys
- 17
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cetera Investment Advisers |
13F
|
Company |
4.6%
|
863,933
|
$5,598,286 | — | 30 Jun 2023 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.5%
|
284,687
|
$1,844,772 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
250,615
|
$1,623,985 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.1%
|
198,762
|
$1,287,981 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.91%
|
168,725
|
$1,093,338 | — | 30 Jun 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.67%
|
124,200
|
$804,816 | — | 30 Jun 2023 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.63%
|
117,237
|
$759,696 | — | 30 Jun 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.56%
|
104,364
|
$676,279 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.54%
|
100,093
|
$648,602 | — | 30 Jun 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.46%
|
85,580
|
$554,558 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.46%
|
85,518
|
$554,159 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.45%
|
84,257
|
$545,986 | — | 30 Jun 2023 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.29%
|
54,829
|
$355,292 | — | 30 Jun 2023 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.22%
|
40,866
|
$264,812 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.18%
|
34,356
|
$222,627 | — | 30 Jun 2023 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
0.17%
|
32,500
|
$210,600 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.17%
|
30,909
|
$200,290 | — | 30 Jun 2023 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.16%
|
30,105
|
$195,083 | — | 30 Jun 2023 | |
| McGlone Suttner Wealth Management, Inc. |
13F
|
Company |
0.16%
|
29,055
|
$188,280 | — | 30 Jun 2023 | |
| SILVERLAKE WEALTH MANAGEMENT LLC |
13F
|
Company |
0.15%
|
28,560
|
$185,069 | — | 30 Jun 2023 | |
| CSS LLC/IL |
13F
|
Company |
0.13%
|
23,452
|
$151,969 | — | 30 Jun 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.11%
|
20,887
|
$135,348 | — | 30 Jun 2023 | |
| L.M. KOHN & COMPANY |
13F
|
Company |
0.11%
|
20,640
|
$133,748 | — | 30 Jun 2023 | |
| CTC Alternative Strategies, Ltd. |
13F
|
Company |
0.09%
|
17,000
|
$110,160 | — | 30 Jun 2023 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.08%
|
14,687
|
$95,172 | — | 30 Jun 2023 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.08%
|
14,637
|
$94,848 | — | 30 Jun 2023 | |
| Detalus Advisors, LLC |
13F
|
Company |
0.08%
|
14,192
|
$91,964 | — | 30 Jun 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
13,196
|
$86,000 | — | 30 Jun 2023 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.07%
|
13,000
|
$84,240 | — | 30 Jun 2023 | |
| SFI Advisors, LLC |
13F
|
Company |
0.06%
|
11,021
|
$71,416 | — | 30 Jun 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.06%
|
10,788
|
$69,908 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
7,646
|
$50,000 | — | 30 Jun 2023 | |
| WINMILL & CO. INC |
13F
|
Company |
0.03%
|
6,480
|
$41,990 | — | 30 Jun 2023 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
5,652
|
$34,873 | — | 01 Nov 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
4,700
|
$30,456 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
4,638
|
$30,054 | — | 30 Jun 2023 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
1,600
|
$10,368 | — | 30 Jun 2023 | |
| PIERSHALE FINANCIAL GROUP, INC. |
13F
|
Company |
0.01%
|
1,047
|
$6,785 | — | 30 Jun 2023 | |
| TSFG, LLC |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Jun 2023 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q3 2023
As of 30 Sep 2023,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,897,398 shares.
The largest 10 holders included
Cetera Investment Advisers, Bulldog Investors, LLP, Invesco Ltd., BANK OF AMERICA CORP /DE/, OSAIC HOLDINGS, INC., Yakira Capital Management, Inc., LPL Financial LLC, NewEdge Advisors, LLC, RAYMOND JAMES & ASSOCIATES, and MORGAN STANLEY.
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
38
Q3 2023 holders
40
Holder diff
2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.