HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 351,501
- Share change
- -136,190
- Total reported value
- $2,929,499
- Price per share
- $8.33
- Number of holders
- 17
- Value change
- -$1,132,485
- Number of buys
- 4
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.72%
|
133,764
|
$1,021,000 | — | 30 Jun 2020 | |
| KOM Wealth Management Group, LLC |
13F
|
Company |
0.38%
|
71,730
|
$547,000 | — | 30 Jun 2020 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.38%
|
70,000
|
$534,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.35%
|
65,448
|
$499,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.23%
|
43,462
|
$332,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.16%
|
29,174
|
$223,000 | — | 30 Jun 2020 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.09%
|
16,708
|
$127,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.09%
|
15,845
|
$121,000 | — | 30 Jun 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.07%
|
13,100
|
$100,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.07%
|
13,001
|
$99,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
6,036
|
$46,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,566
|
$19,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.01%
|
2,200
|
$17,000 | — | 30 Jun 2020 | |
| Knuff & Co LLC |
13F
|
Company |
0.01%
|
1,561
|
$12,000 | — | 30 Jun 2020 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,100
|
$8,000 | — | 30 Jun 2020 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0%
|
796
|
$6,000 | — | 30 Jun 2020 | |
| WINMILL & CO. INC |
13F
|
Company |
0%
|
400
|
$3,000 | — | 30 Jun 2020 | |
| American Portfolios Advisors |
13F
|
Company |
0%
|
300
|
$2,289 | — | 30 Jun 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2020 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q3 2020
As of 30 Sep 2020,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
17 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
351,501 shares.
The largest 10 holders included
Kerntke Otto McGlone Wealth Management Group, AMERIPRISE FINANCIAL INC, BANK OF AMERICA CORP /DE/, RIVERNORTH CAPITAL MANAGEMENT, LLC, Bulldog Investors, LLC, WELLS FARGO & COMPANY/MN, ProVise Management Group, LLC, MORGAN STANLEY, First Allied Advisory Services, Inc., and ADVISOR GROUP HOLDINGS, INC..
This page lists
17
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
18
Q3 2020 holders
17
Holder diff
-1
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.