Security key
42968F108
HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q1 2024 13F Holders as of 31 Mar 2024
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 2,856,846
- Share change
- -72,474
- Total reported value
- $19,334,786
- Price per share
- $6.77
- Number of holders
- 43
- Value change
- -$450,485
- Number of buys
- 18
- Number of sells
- 17
Report period
Q1 2024
Institutions
43
Top holders
10
PCF full security history
Newer quarter: Q2 2024
Previous quarter: Q4 2023
HIGH INCOME SECURITIES FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42968F108
Recent filing periods:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cetera Investment Advisers |
13F
|
Company |
4.1%
|
762,231
|
$4,893,523 | — | 31 Dec 2023 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.5%
|
284,687
|
$1,827,691 | — | 31 Dec 2023 | |
| Invesco Ltd. |
13F
|
Company |
1.1%
|
211,360
|
$1,356,931 | — | 31 Dec 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.99%
|
184,565
|
$1,184,907 | — | 31 Dec 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.9%
|
167,277
|
$1,073,921 | — | 31 Dec 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.71%
|
132,858
|
$852,947 | — | 31 Dec 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.63%
|
118,300
|
$753,086 | — | 31 Dec 2023 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.63%
|
117,237
|
$752,662 | — | 31 Dec 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.5%
|
93,421
|
$599,765 | — | 31 Dec 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.48%
|
90,348
|
$580,034 | — | 31 Dec 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.47%
|
88,018
|
$565,078 | — | 31 Dec 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.4%
|
74,432
|
$477,853 | — | 31 Dec 2023 | |
| Hunting Hill Global Capital, LLC |
13F
|
Company |
0.38%
|
70,037
|
$449,638 | — | 31 Dec 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.31%
|
57,057
|
$366,305 | — | 31 Dec 2023 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.22%
|
40,736
|
$261,525 | — | 31 Dec 2023 | |
| Founders Financial Alliance, LLC |
13F
|
Company |
0.21%
|
38,537
|
$247,413 | — | 31 Dec 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.2%
|
37,567
|
$241,181 | — | 31 Dec 2023 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
0.17%
|
32,500
|
$208,650 | — | 31 Dec 2023 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.17%
|
31,632
|
$203,078 | — | 31 Dec 2023 | |
| Aptus Capital Advisors, LLC |
13F
|
Company |
0.16%
|
30,660
|
$196,837 | — | 31 Dec 2023 | |
| SILVERLAKE WEALTH MANAGEMENT LLC |
13F
|
Company |
0.13%
|
25,160
|
$161,527 | — | 31 Dec 2023 | |
| CSS LLC/IL |
13F
|
Company |
0.13%
|
23,452
|
$150,562 | — | 31 Dec 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.12%
|
22,877
|
$146,870 | — | 31 Dec 2023 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.1%
|
18,659
|
$119,791 | — | 31 Dec 2023 | |
| McGlone Suttner Wealth Management, Inc. |
13F
|
Company |
0.1%
|
17,924
|
$115,072 | — | 31 Dec 2023 | |
| L.M. KOHN & COMPANY |
13F
|
Company |
0.08%
|
15,316
|
$98,329 | — | 31 Dec 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
14,696
|
$94,000 | — | 31 Dec 2023 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.08%
|
14,637
|
$93,970 | — | 31 Dec 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.08%
|
14,128
|
$90,702 | — | 31 Dec 2023 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.07%
|
13,000
|
$83,460 | — | 31 Dec 2023 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.07%
|
12,400
|
$79,608 | — | 31 Dec 2023 | |
| Detalus Advisors, LLC |
13F
|
Company |
0.07%
|
12,342
|
$79,236 | — | 31 Dec 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.06%
|
11,411
|
$73,259 | — | 31 Dec 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.06%
|
10,277
|
$65,978 | — | 31 Dec 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
7,605
|
$49,000 | — | 31 Dec 2023 | |
| WINMILL & CO. INC |
13F
|
Company |
0.03%
|
6,480
|
$41,602 | — | 31 Dec 2023 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
5,666
|
$36,376 | — | 31 Dec 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.03%
|
5,500
|
$35,310 | — | 31 Dec 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
5,336
|
$34,257 | — | 31 Dec 2023 | |
| Ancora Advisors LLC |
13F
|
Company |
0.03%
|
4,898
|
$31,445 | — | 31 Dec 2023 | |
| McClarren Financial Advisors, Inc. |
13F
|
Company |
0.02%
|
3,996
|
$26,000 | — | 31 Dec 2023 | |
| TSFG, LLC |
13F
|
Company |
0%
|
200
|
$1,000 | — | 31 Dec 2023 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
5,652
|
$34,873 | — | 01 Nov 2021 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q1 2024
As of 31 Mar 2024,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,856,846 shares.
The largest 10 holders included
Cetera Investment Advisers, Bulldog Investors, LLP, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, OSAIC HOLDINGS, INC., BANK OF AMERICA CORP /DE/, LPL Financial LLC, NewEdge Advisors, LLC, MORGAN STANLEY, and Baird Financial Group, Inc..
This page lists
43
institutional shareholders reporting positions in this security
for the Q1 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2024 vs Q4 2023 Across Filers
Q4 2023 holders
41
Q1 2024 holders
43
Holder diff
2
| Investor | Q4 2023 Shares | Q1 2024 Shares | Share Diff | Share Chg % | Q4 2023 Value $ | Q1 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.