HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 527,764
- Share change
- -426,055
- Total reported value
- $5,136,000
- Price per share
- $9.73
- Number of holders
- 22
- Value change
- -$4,137,032
- Number of buys
- 12
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cetera Investment Advisers |
13F
|
Company |
2.2%
|
403,082
|
$3,523,000 | — | 31 Mar 2021 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.72%
|
133,285
|
$1,165,000 | — | 31 Mar 2021 | |
| KOM Wealth Management Group, LLC |
13F
|
Company |
0.36%
|
67,853
|
$593,000 | — | 31 Mar 2021 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.28%
|
51,745
|
$452,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.24%
|
44,013
|
$385,000 | — | 31 Mar 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.21%
|
39,700
|
$347,000 | — | 31 Mar 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
38,493
|
$336,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.19%
|
36,037
|
$315,000 | — | 31 Mar 2021 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.17%
|
30,826
|
$269,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.13%
|
24,877
|
$217,000 | — | 31 Mar 2021 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.12%
|
23,106
|
$202,000 | — | 31 Mar 2021 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.1%
|
18,901
|
$165,000 | — | 31 Mar 2021 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.08%
|
14,708
|
$129,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
13,703
|
$120,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
4,680
|
$41,000 | — | 31 Mar 2021 | |
| McClarren Financial Advisors, Inc. |
13F
|
Company |
0.02%
|
2,969
|
$26,000 | — | 31 Mar 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
1,600
|
$14,000 | — | 31 Mar 2021 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,135
|
$10,000 | — | 31 Mar 2021 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,100
|
$10,000 | — | 31 Mar 2021 | |
| WINMILL & CO. INC |
13F
|
Company |
0%
|
800
|
$7,000 | — | 31 Mar 2021 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0%
|
796
|
$7,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
0%
|
410
|
$4,000 | — | 31 Mar 2021 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q2 2021
As of 30 Jun 2021,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
527,764 shares.
The largest 10 holders included
Baird Financial Group, Inc., Kerntke Otto McGlone Wealth Management Group, Bulldog Investors, LLP, MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV, LPL Financial LLC, SeaCrest Wealth Management, LLC, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, Kestra Advisory Services, LLC, and MORGAN STANLEY.
This page lists
22
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
22
Q2 2021 holders
22
Holder diff
0
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.