HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 12,386,065
- Share change
- +8,576,226
- Total reported value
- $84,581,280
- Price per share
- $6.83
- Number of holders
- 54
- Value change
- +$58,458,215
- Number of buys
- 34
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cetera Investment Advisers |
13F
|
Company |
3.8%
|
711,259
|
$4,971,700 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
322,882
|
$2,256,952 | — | 30 Jun 2024 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.6%
|
289,608
|
$2,024,360 | — | 30 Jun 2024 | |
| Alpine Global Management, LLC |
13F
|
Company |
1.3%
|
250,000
|
$1,747,500 | — | 30 Jun 2024 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
250,000
|
$1,747,500 | — | 30 Jun 2024 | |
| Invesco Ltd. |
13F
|
Company |
1.2%
|
224,740
|
$1,570,933 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1%
|
192,919
|
$1,348,504 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.77%
|
143,062
|
$1,000,007 | — | 30 Jun 2024 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.7%
|
129,658
|
$906,309 | — | 30 Jun 2024 | |
| Cable Car Capital, LP |
13F
|
Company |
0.6%
|
111,410
|
$778,756 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
0.58%
|
108,568
|
$758,893 | — | 30 Jun 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.53%
|
99,600
|
$696,204 | — | 30 Jun 2024 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
0.54%
|
100,993
|
$695,842 | — | 30 Jun 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.39%
|
73,322
|
$512,520 | — | 30 Jun 2024 | |
| Hunting Hill Global Capital, LLC |
13F
|
Company |
0.38%
|
70,037
|
$489,559 | — | 30 Jun 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.36%
|
67,558
|
$472,230 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.32%
|
60,096
|
$420,071 | — | 30 Jun 2024 | |
| Simplicity Wealth,LLC |
13F
|
Company |
0.28%
|
51,721
|
$361,530 | — | 30 Jun 2024 | |
| CSS LLC/IL |
13F
|
Company |
0.23%
|
42,875
|
$299,696 | — | 30 Jun 2024 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.22%
|
40,993
|
$286,541 | — | 30 Jun 2024 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.21%
|
40,000
|
$280,000 | — | 30 Jun 2024 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.21%
|
39,135
|
$273,554 | — | 30 Jun 2024 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
0.19%
|
35,000
|
$244,650 | — | 30 Jun 2024 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.17%
|
31,646
|
$221,204 | — | 30 Jun 2024 | |
| Aptus Capital Advisors, LLC |
13F
|
Company |
0.16%
|
30,660
|
$214,313 | — | 30 Jun 2024 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.14%
|
26,352
|
$184,202 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0.14%
|
25,584
|
$178,832 | — | 30 Jun 2024 | |
| SILVERLAKE WEALTH MANAGEMENT LLC |
13F
|
Company |
0.13%
|
25,160
|
$175,868 | — | 30 Jun 2024 | |
| Virtu Financial LLC |
13F
|
Company |
0.13%
|
24,368
|
$170,000 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.11%
|
21,380
|
$149,443 | — | 30 Jun 2024 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
16,770
|
$117,222 | — | 30 Jun 2024 | |
| McGlone Suttner Wealth Management, Inc. |
13F
|
Company |
0.1%
|
17,924
|
$115,072 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.09%
|
16,247
|
$114,000 | — | 30 Jun 2024 | |
| CHOREO, LLC |
13F
|
Company |
0.09%
|
15,941
|
$109,904 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
14,696
|
$103,000 | — | 30 Jun 2024 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.08%
|
14,637
|
$102,313 | — | 30 Jun 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.07%
|
13,000
|
$90,870 | — | 30 Jun 2024 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.07%
|
12,400
|
$82,212 | — | 30 Jun 2024 | |
| Sea Otter Advisors LLC |
13F
|
Company |
0.05%
|
10,000
|
$69,900 | — | 30 Jun 2024 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.04%
|
7,125
|
$49,804 | — | 30 Jun 2024 | |
| WINMILL & CO. INC |
13F
|
Company |
0.03%
|
6,480
|
$45,295 | — | 30 Jun 2024 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
5,652
|
$34,873 | — | 01 Nov 2021 | |
| Ancora Advisors LLC |
13F
|
Company |
0.03%
|
4,898
|
$34,237 | — | 30 Jun 2024 | |
| McClarren Financial Advisors, Inc. |
13F
|
Company |
0%
|
6
|
$29,000 | — | 30 Jun 2024 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.01%
|
1,000
|
$7,000 | — | 30 Jun 2024 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
500
|
$3,495 | — | 30 Jun 2024 | |
| TSFG, LLC |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Jun 2024 | |
| COMERICA BANK |
13F
|
Company |
0%
|
29
|
$201 | — | 30 Jun 2024 | |
| Quarry LP |
13F
|
Company |
0%
|
10
|
$70 | — | 30 Jun 2024 | |
| CALDWELL SUTTER CAPITAL, INC. |
13F
|
Company |
0%
|
2
|
$14 | — | 30 Jun 2024 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q3 2024
As of 30 Sep 2024,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
54 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,386,065 shares.
The largest 10 holders included
Cetera Investment Advisers, Thomas J. Herzfeld Advisors, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, Bulldog Investors, LLP, BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC, ICON ADVISERS INC/CO, ENVESTNET ASSET MANAGEMENT INC, MORGAN STANLEY, SIT INVESTMENT ASSOCIATES INC, and Yakira Capital Management, Inc..
This page lists
54
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
48
Q3 2024 holders
54
Holder diff
6
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.