HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 3,289,592
- Share change
- -285,587
- Total reported value
- $22,664,329
- Price per share
- $6.89
- Number of holders
- 40
- Value change
- -$1,969,666
- Number of buys
- 20
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cetera Investment Advisers |
13F
|
Company |
5.2%
|
965,528
|
$7,029,000 | — | 30 Jun 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
4.6%
|
864,245
|
$6,292,000 | — | 30 Jun 2022 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.8%
|
327,846
|
$2,387,000 | — | 30 Jun 2022 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
1.2%
|
222,820
|
$1,622,000 | — | 30 Jun 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
1%
|
193,671
|
$1,410,000 | — | 30 Jun 2022 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.74%
|
138,805
|
$1,011,000 | — | 30 Jun 2022 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.67%
|
124,100
|
$903,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.62%
|
116,308
|
$847,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.62%
|
116,306
|
$847,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.37%
|
68,057
|
$495,000 | — | 30 Jun 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.35%
|
66,057
|
$481,000 | — | 30 Jun 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.26%
|
48,180
|
$351,000 | — | 30 Jun 2022 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.2%
|
37,507
|
$273,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.2%
|
36,839
|
$268,000 | — | 30 Jun 2022 | |
| CSS LLC/IL |
13F
|
Company |
0.19%
|
35,160
|
$256,000 | — | 30 Jun 2022 | |
| SILVERLAKE WEALTH MANAGEMENT LLC |
13F
|
Company |
0.18%
|
32,960
|
$239,949 | — | 30 Jun 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.16%
|
29,501
|
$215,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
22,424
|
$163,000 | — | 30 Jun 2022 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.1%
|
18,745
|
$136,000 | — | 30 Jun 2022 | |
| CTC Capital Management, LLC |
13F
|
Company |
0.09%
|
17,000
|
$124,000 | — | 30 Jun 2022 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.08%
|
14,637
|
$107,000 | — | 30 Jun 2022 | |
| L.M. KOHN & COMPANY |
13F
|
Company |
0.08%
|
14,311
|
$105,000 | — | 30 Jun 2022 | |
| Detalus Advisors, LLC |
13F
|
Company |
0.07%
|
13,892
|
$101,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.06%
|
11,345
|
$82,000 | — | 30 Jun 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
11,196
|
$82,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
7,422
|
$54,000 | — | 30 Jun 2022 | |
| WINMILL & CO. INC |
13F
|
Company |
0.03%
|
6,480
|
$47,000 | — | 30 Jun 2022 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
5,652
|
$34,873 | — | 01 Nov 2021 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.02%
|
3,425
|
$25,000 | — | 30 Jun 2022 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
2,100
|
$15,288 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,029
|
$15,000 | — | 30 Jun 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.01%
|
1,841
|
$13,000 | — | 30 Jun 2022 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
1,600
|
$12,000 | — | 30 Jun 2022 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,100
|
$8,000 | — | 30 Jun 2022 | |
| CWM, LLC |
13F
|
Company |
0%
|
839
|
$6,000 | — | 30 Jun 2022 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
703
|
$5,000 | — | 30 Jun 2022 | |
| TSFG, LLC |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Jun 2022 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q3 2022
As of 30 Sep 2022,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,289,592 shares.
The largest 10 holders included
Cetera Investment Advisers, Thomas J. Herzfeld Advisors, Inc., Bulldog Investors, LLP, Invesco Ltd., Baird Financial Group, Inc., LPL Financial LLC, NewEdge Advisors, LLC, Yakira Capital Management, Inc., WELLS FARGO & COMPANY/MN, and ADVISOR GROUP HOLDINGS, INC..
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
36
Q3 2022 holders
40
Holder diff
4
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.