HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q1 2021 13F Holders as of 31 Mar 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 953,819
- Share change
- +616,269
- Total reported value
- $8,337,000
- Price per share
- $8.74
- Number of holders
- 22
- Value change
- +$5,390,449
- Number of buys
- 14
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| KOM Wealth Management Group, LLC |
13F
|
Company |
0.36%
|
67,245
|
$578,000 | — | 31 Dec 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
41,033
|
$352,000 | — | 31 Dec 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.21%
|
38,215
|
$328,000 | — | 31 Dec 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.17%
|
30,958
|
$266,000 | — | 31 Dec 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.16%
|
29,173
|
$251,000 | — | 31 Dec 2020 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.15%
|
27,159
|
$232,000 | — | 31 Dec 2020 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.13%
|
24,000
|
$206,000 | — | 31 Dec 2020 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.1%
|
19,161
|
$165,000 | — | 31 Dec 2020 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.09%
|
16,708
|
$144,000 | — | 31 Dec 2020 | |
| Cetera Investment Advisers |
13F
|
Company |
0.07%
|
13,100
|
$113,000 | — | 31 Dec 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.07%
|
12,543
|
$108,000 | — | 31 Dec 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.04%
|
8,369
|
$72,000 | — | 31 Dec 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
4,993
|
$43,000 | — | 31 Dec 2020 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
1,187
|
$11,000 | — | 31 Dec 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.01%
|
1,150
|
$10,000 | — | 31 Dec 2020 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,100
|
$9,000 | — | 31 Dec 2020 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0%
|
796
|
$7,000 | — | 31 Dec 2020 | |
| WINMILL & CO. INC |
13F
|
Company |
0%
|
400
|
$3,000 | — | 31 Dec 2020 | |
| Diversified, LLC |
13F
|
Company |
0%
|
260
|
$2,000 | — | 31 Dec 2020 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q1 2021
As of 31 Mar 2021,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
953,819 shares.
The largest 10 holders included
Cetera Investment Advisers, Baird Financial Group, Inc., Kerntke Otto McGlone Wealth Management Group, Bulldog Investors, LLP, ADVISOR GROUP HOLDINGS, INC., MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV, LPL Financial LLC, WELLS FARGO & COMPANY/MN, SeaCrest Wealth Management, LLC, and BANK OF AMERICA CORP /DE/.
This page lists
22
institutional shareholders reporting positions in this security
for the Q1 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
19
Q1 2021 holders
22
Holder diff
3
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 Value $ | Q1 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.