HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q1 2022 13F Holders as of 31 Mar 2022
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 4,721,961
- Share change
- -398,599
- Total reported value
- $37,397,131
- Price per share
- $7.92
- Number of holders
- 40
- Value change
- -$3,208,425
- Number of buys
- 23
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cetera Investment Advisers |
13F
|
Company |
5.6%
|
1,049,833
|
$9,081,000 | — | 31 Dec 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
5.3%
|
992,584
|
$8,586,000 | — | 31 Dec 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
4.4%
|
822,020
|
$7,110,000 | — | 31 Dec 2021 | |
| Bulldog Investors, LLP |
13F
|
Company |
2.6%
|
481,112
|
$4,162,000 | — | 31 Dec 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.4%
|
442,623
|
$3,829,000 | — | 31 Dec 2021 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
1.3%
|
248,861
|
$2,153,000 | — | 31 Dec 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.99%
|
184,538
|
$1,596,000 | — | 31 Dec 2021 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.64%
|
119,700
|
$1,035,000 | — | 31 Dec 2021 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.63%
|
116,509
|
$1,008,000 | — | 31 Dec 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.6%
|
111,749
|
$967,000 | — | 31 Dec 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.51%
|
94,876
|
$821,000 | — | 31 Dec 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.31%
|
58,400
|
$505,000 | — | 31 Dec 2021 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.24%
|
45,556
|
$392,000 | — | 31 Dec 2021 | |
| CSS LLC/IL |
13F
|
Company |
0.19%
|
35,160
|
$304,000 | — | 31 Dec 2021 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.18%
|
33,890
|
$293,000 | — | 31 Dec 2021 | |
| SILVERLAKE WEALTH MANAGEMENT LLC |
13F
|
Company |
0.18%
|
32,960
|
$285,104 | — | 31 Dec 2021 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.17%
|
31,510
|
$273,000 | — | 31 Dec 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.14%
|
25,750
|
$223,000 | — | 31 Dec 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.13%
|
24,097
|
$209,000 | — | 31 Dec 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.11%
|
20,220
|
$175,000 | — | 31 Dec 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.1%
|
17,780
|
$154,000 | — | 31 Dec 2021 | |
| CTC Capital Management, LLC |
13F
|
Company |
0.09%
|
17,000
|
$147,000 | — | 31 Dec 2021 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.08%
|
14,708
|
$127,000 | — | 31 Dec 2021 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.08%
|
14,637
|
$127,000 | — | 31 Dec 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
12,604
|
$109,000 | — | 31 Dec 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.06%
|
12,019
|
$103,000 | — | 31 Dec 2021 | |
| Detalus Advisors, LLC |
13F
|
Company |
0.06%
|
11,892
|
$103,000 | — | 31 Dec 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
7,054
|
$61,000 | — | 31 Dec 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.04%
|
6,862
|
$59,000 | — | 31 Dec 2021 | |
| WINMILL & CO. INC |
13F
|
Company |
0.03%
|
6,480
|
$56,000 | — | 31 Dec 2021 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.02%
|
4,375
|
$38,000 | — | 31 Dec 2021 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
5,652
|
$34,873 | — | 01 Nov 2021 | |
| McClarren Financial Advisors, Inc. |
13F
|
Company |
0.02%
|
3,202
|
$28,000 | — | 31 Dec 2021 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,085
|
$18,000 | — | 31 Dec 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
1,600
|
$14,000 | — | 31 Dec 2021 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,100
|
$10,000 | — | 31 Dec 2021 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
703
|
$6,000 | — | 31 Dec 2021 | |
| TSFG, LLC |
13F
|
Company |
0%
|
200
|
$2,000 | — | 31 Dec 2021 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q1 2022
As of 31 Mar 2022,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,721,961 shares.
The largest 10 holders included
Cetera Investment Advisers, Thomas J. Herzfeld Advisors, Inc., RIVERNORTH CAPITAL MANAGEMENT, LLC, SIT INVESTMENT ASSOCIATES INC, Bulldog Investors, LLP, Yakira Capital Management, Inc., ENVESTNET ASSET MANAGEMENT INC, Baird Financial Group, Inc., NewEdge Advisors, LLC, and WELLS FARGO & COMPANY/MN.
This page lists
40
institutional shareholders reporting positions in this security
for the Q1 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2022 vs Q4 2021 Across Filers
Q4 2021 holders
37
Q1 2022 holders
40
Holder diff
3
| Investor | Q4 2021 Shares | Q1 2022 Shares | Share Diff | Share Chg % | Q4 2021 Value $ | Q1 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.