HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q1 2020 13F Holders as of 31 Mar 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 845,274
- Share change
- -290,913
- Total reported value
- $5,495,000
- Price per share
- $6.53
- Number of holders
- 18
- Value change
- -$2,120,153
- Number of buys
- 8
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
241,231
|
$2,161,000 | — | 31 Dec 2019 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.2%
|
220,000
|
$1,971,000 | — | 31 Dec 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.98%
|
183,140
|
$1,641,000 | — | 31 Dec 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.45%
|
83,933
|
$752,000 | — | 31 Dec 2019 | |
| KOM Wealth Management Group, LLC |
13F
|
Company |
0.37%
|
68,184
|
$611,000 | — | 31 Dec 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.3%
|
55,425
|
$497,000 | — | 31 Dec 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.27%
|
49,983
|
$447,000 | — | 31 Dec 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.26%
|
48,770
|
$437,000 | — | 31 Dec 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.21%
|
39,344
|
$352,000 | — | 31 Dec 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.16%
|
30,014
|
$269,000 | — | 31 Dec 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
19,599
|
$176,000 | — | 31 Dec 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.1%
|
17,819
|
$160,000 | — | 31 Dec 2019 | |
| Curi Capital, LLC |
13F
|
Company |
0.1%
|
17,754
|
$159,000 | — | 31 Dec 2019 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.09%
|
16,708
|
$150,000 | — | 31 Dec 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.07%
|
13,100
|
$118,000 | — | 31 Dec 2019 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.06%
|
11,386
|
$102,000 | — | 31 Dec 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.03%
|
5,574
|
$49,000 | — | 31 Dec 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
4,398
|
$39,000 | — | 31 Dec 2019 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
2,275
|
$20,000 | — | 31 Dec 2019 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,200
|
$11,000 | — | 31 Dec 2019 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0%
|
796
|
$7,000 | — | 31 Dec 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
600
|
$5,000 | — | 31 Dec 2019 | |
| UBS Group AG |
13F
|
Company |
0%
|
410
|
$4,000 | — | 31 Dec 2019 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q1 2020
As of 31 Mar 2020,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
18 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
845,274 shares.
The largest 10 holders included
RiverNorth Capital Management, LLC, MORGAN STANLEY, Advisors Asset Management, Inc., Kerntke Otto McGlone Wealth Management Group, Bulldog Investors, LLC, RMB Capital Management, LLC, AMERIPRISE FINANCIAL INC, BANK OF AMERICA CORP /DE/, Matisse Capital, and WELLS FARGO & COMPANY/MN.
This page lists
18
institutional shareholders reporting positions in this security
for the Q1 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
23
Q1 2020 holders
18
Holder diff
-5
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 Value $ | Q1 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.