HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 487,191
- Share change
- -358,083
- Total reported value
- $3,716,289
- Price per share
- $7.63
- Number of holders
- 18
- Value change
- -$2,536,592
- Number of buys
- 8
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
198,409
|
$1,296,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.71%
|
133,212
|
$870,000 | — | 31 Mar 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.39%
|
72,099
|
$471,000 | — | 31 Mar 2020 | |
| KOM Wealth Management Group, LLC |
13F
|
Company |
0.38%
|
70,908
|
$463,000 | — | 31 Mar 2020 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.38%
|
70,000
|
$433,000 | — | 31 Mar 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.35%
|
65,182
|
$426,000 | — | 31 Mar 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.32%
|
59,411
|
$385,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.23%
|
43,599
|
$285,000 | — | 31 Mar 2020 | |
| Matisse Capital |
13F
|
Company |
0.21%
|
38,511
|
$251,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
31,186
|
$204,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.12%
|
22,363
|
$146,000 | — | 31 Mar 2020 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.09%
|
16,708
|
$109,000 | — | 31 Mar 2020 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.07%
|
13,100
|
$86,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.03%
|
5,905
|
$39,000 | — | 31 Mar 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
2,275
|
$14,000 | — | 31 Mar 2020 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,200
|
$8,000 | — | 31 Mar 2020 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0%
|
796
|
$6,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
0%
|
410
|
$3,000 | — | 31 Mar 2020 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q2 2020
As of 30 Jun 2020,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
18 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
487,191 shares.
The largest 10 holders included
RIVERNORTH CAPITAL MANAGEMENT, LLC, Kerntke Otto McGlone Wealth Management Group, Bulldog Investors, LLC, AMERIPRISE FINANCIAL INC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, ProVise Management Group, LLC, MORGAN STANLEY, First Allied Advisory Services, Inc., and ADVISOR GROUP HOLDINGS, INC..
This page lists
18
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
18
Q2 2020 holders
18
Holder diff
0
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.