Security key
42968F108
HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q4 2019 13F Holders as of 31 Dec 2019
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 1,131,643
- Total 13F value
- $10,138,000
- Share change
- -184,129
- SEC-reported price per share
- $8.96
- Number of holders
- 23
- Value change
- -$1,578,817
- Number of buys
- 11
- Number of sells
- 11
- Shares outstanding
- 18,637,639
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2019
Institutions
23
Top holders
10
PCF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2020
Previous quarter: Q3 2019
HIGH INCOME SECURITIES FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 42968F108
Recent filing periods:
Ownership snapshot
Top reported holders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RIVERNORTH CAPITAL MANAGE...
Disclosed value leader
RIVERNORTH CAPITAL MANAGE...
Comparable rows
15/15
Latest evidence
30 Sep 2019
13F
Lead comparable stake: 1.6%
Showing 1-6 of 15 holder rows.
Quick read
RIVERNORTH CAPITAL MANAGEMENT, LLC leads the comparable SEC ownership view at 1.6%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RIVERNORTH CAPITAL MANAGEMENT, LLC's linked filing trail.
Comparable ownership
Top 5
RIVERNORTH CAPITAL MANAGEMENT, LLC
1.6%
Advisors Asset Management, Inc.
1.3%
Bulldog Investors, LLP
1.2%
MORGAN STANLEY
0.42%
Private Advisor Group, LLC
0.4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
1.6%
|
$2,555,000
300,944 shares
|
— | 30 Sep 2019 |
| Advisors Asset Management, Inc. |
13F
Company
|
1.3%
|
$2,088,000
245,940 shares
|
— | 30 Sep 2019 |
| Bulldog Investors, LLP |
13F
Company
|
1.2%
|
$1,869,000
220,107 shares
|
— | 30 Sep 2019 |
| MORGAN STANLEY |
13F
Company
|
0.42%
|
$669,000
78,855 shares
|
— | 30 Sep 2019 |
| Private Advisor Group, LLC |
13F
Company
|
0.4%
|
$639,000
74,100 shares
|
— | 30 Sep 2019 |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
Company
|
0.27%
|
$433,000
51,018 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
23
Shares
1,131,643
Rows available
23
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
23
Q4 2019 holders
23
Holder diff
0
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 value | Q4 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend