HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 1,131,643
- Share change
- -184,129
- Total reported value
- $10,138,000
- Price per share
- $8.96
- Number of holders
- 23
- Value change
- -$1,578,817
- Number of buys
- 11
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.6%
|
300,944
|
$2,555,000 | — | 30 Sep 2019 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.3%
|
245,940
|
$2,088,000 | — | 30 Sep 2019 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.2%
|
220,107
|
$1,869,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.42%
|
78,855
|
$669,000 | — | 30 Sep 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.4%
|
74,100
|
$639,000 | — | 30 Sep 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.27%
|
51,018
|
$433,000 | — | 30 Sep 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.27%
|
50,300
|
$427,000 | — | 30 Sep 2019 | |
| Matisse Capital |
13F
|
Company |
0.25%
|
47,525
|
$402,000 | — | 30 Sep 2019 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.18%
|
33,205
|
$281,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.15%
|
28,363
|
$241,000 | — | 30 Sep 2019 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.11%
|
20,986
|
$178,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.11%
|
19,589
|
$166,000 | — | 30 Sep 2019 | |
| ProVise Management Group, LLC |
13F
|
Company |
0.09%
|
16,708
|
$138,000 | — | 30 Sep 2019 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.07%
|
13,248
|
$112,000 | — | 30 Sep 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.07%
|
13,100
|
$111,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.07%
|
12,586
|
$107,000 | — | 30 Sep 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.06%
|
11,329
|
$96,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
3,375
|
$29,000 | — | 30 Sep 2019 | |
| Bell Rock Capital LLC |
13F
|
Company |
0.01%
|
2,237
|
$19,000 | — | 30 Sep 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.01%
|
1,667
|
$14,000 | — | 30 Sep 2019 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,200
|
$10,000 | — | 30 Sep 2019 | |
| Valeo Financial Advisors, LLC |
13F
|
Company |
0%
|
796
|
$7,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0%
|
410
|
$3,000 | — | 30 Sep 2019 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q4 2019
As of 31 Dec 2019,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,131,643 shares.
The largest 10 holders included
RIVERNORTH CAPITAL MANAGEMENT, LLC, Bulldog Investors, LLC, Advisors Asset Management, Inc., MORGAN STANLEY, Kerntke Otto McGlone Wealth Management Group, AMERIPRISE FINANCIAL INC, GEODE CAPITAL MANAGEMENT, LLC, SIT INVESTMENT ASSOCIATES INC, WOLVERINE ASSET MANAGEMENT LLC, and WELLS FARGO & COMPANY/MN.
This page lists
23
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
23
Q4 2019 holders
23
Holder diff
0
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.