HIGH INCOME SECURITIES FUND - Common Stock (PCF)
CUSIP: 42968F108
Q2 2023 13F Holders as of 30 Jun 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,637,639
- Total 13F shares
- 2,948,962
- Share change
- -186,726
- Total reported value
- $19,109,937
- Price per share
- $6.48
- Number of holders
- 38
- Value change
- -$1,212,060
- Number of buys
- 20
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 42968F108?
CUSIP 42968F108 identifies PCF - HIGH INCOME SECURITIES FUND - Common Stock in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 42968F108:
Top shareholders of PCF - HIGH INCOME SECURITIES FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Cetera Investment Advisers |
13F
|
Company |
4.8%
|
896,638
|
$5,828,147 | — | 31 Mar 2023 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.5%
|
284,687
|
$1,850,466 | — | 31 Mar 2023 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
234,783
|
$1,526,090 | — | 31 Mar 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1%
|
193,060
|
$1,254,890 | — | 31 Mar 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.97%
|
180,898
|
$1,175,837 | — | 31 Mar 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.93%
|
173,313
|
$1,126,537 | — | 31 Mar 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.79%
|
146,488
|
$952,172 | — | 31 Mar 2023 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.63%
|
117,237
|
$762,041 | — | 31 Mar 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.66%
|
122,300
|
$757,037 | — | 31 Mar 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.52%
|
97,645
|
$634,690 | — | 31 Mar 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.42%
|
79,083
|
$514,040 | — | 31 Mar 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.38%
|
70,597
|
$458,881 | — | 31 Mar 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.25%
|
46,658
|
$303,277 | — | 31 Mar 2023 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.21%
|
39,458
|
$256,477 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.18%
|
34,355
|
$223,313 | — | 31 Mar 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.17%
|
31,390
|
$204,035 | — | 31 Mar 2023 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.16%
|
30,093
|
$195,602 | — | 31 Mar 2023 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
0.16%
|
30,000
|
$195,000 | — | 31 Mar 2023 | |
| McGlone Suttner Wealth Management, Inc. |
13F
|
Company |
0.16%
|
29,055
|
$188,862 | — | 31 Mar 2023 | |
| SILVERLAKE WEALTH MANAGEMENT LLC |
13F
|
Company |
0.15%
|
28,560
|
$185,640 | — | 31 Mar 2023 | |
| Virtu Financial LLC |
13F
|
Company |
0.13%
|
24,560
|
$160,000 | — | 31 Mar 2023 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.13%
|
23,700
|
$154,050 | — | 31 Mar 2023 | |
| L.M. KOHN & COMPANY |
13F
|
Company |
0.11%
|
20,641
|
$134,161 | — | 31 Mar 2023 | |
| CSS LLC/IL |
13F
|
Company |
0.11%
|
20,452
|
$132,938 | — | 31 Mar 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.11%
|
20,400
|
$132,600 | — | 31 Mar 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.11%
|
19,687
|
$127,966 | — | 31 Mar 2023 | |
| CTC Capital Management, LLC |
13F
|
Company |
0.09%
|
17,000
|
$110,500 | — | 31 Mar 2023 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.08%
|
15,661
|
$101,797 | — | 31 Mar 2023 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.08%
|
14,637
|
$95,141 | — | 31 Mar 2023 | |
| Detalus Advisors, LLC |
13F
|
Company |
0.08%
|
14,192
|
$92,248 | — | 31 Mar 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.07%
|
13,196
|
$86,000 | — | 31 Mar 2023 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.07%
|
13,000
|
$84,240 | — | 31 Mar 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.07%
|
12,173
|
$79,125 | — | 31 Mar 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.06%
|
10,737
|
$69,791 | — | 31 Mar 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
7,529
|
$49,000 | — | 31 Mar 2023 | |
| WINMILL & CO. INC |
13F
|
Company |
0.03%
|
6,480
|
$42,120 | — | 31 Mar 2023 | |
| Ben H. Harris |
3/4/5
|
Director |
—
class O/S missing
|
5,652
|
$34,873 | — | 01 Nov 2021 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
4,200
|
$27,300 | — | 31 Mar 2023 | |
| McClarren Financial Advisors, Inc. |
13F
|
Company |
0.02%
|
3,703
|
$24,000 | — | 31 Mar 2023 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
0.01%
|
1,600
|
$10,400 | — | 31 Mar 2023 | |
| PIERSHALE FINANCIAL GROUP, INC. |
13F
|
Company |
0.01%
|
1,018
|
$6,614 | — | 31 Mar 2023 | |
| CWM, LLC |
13F
|
Company |
0%
|
839
|
$5,000 | — | 31 Mar 2023 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
360
|
$2,340 | — | 31 Mar 2023 | |
| TSFG, LLC |
13F
|
Company |
0%
|
200
|
$1,000 | — | 31 Mar 2023 |
Institutional Holders of HIGH INCOME SECURITIES FUND - Common Stock (PCF) as of Q2 2023
As of 30 Jun 2023,
HIGH INCOME SECURITIES FUND - Common Stock (PCF) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,948,962 shares.
The largest 10 holders included
Cetera Investment Advisers, Bulldog Investors, LLP, Invesco Ltd., BANK OF AMERICA CORP /DE/, OSAIC HOLDINGS, INC., NewEdge Advisors, LLC, Yakira Capital Management, Inc., Raymond James Financial Services Advisors, Inc., RAYMOND JAMES & ASSOCIATES, and Baird Financial Group, Inc..
This page lists
38
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
42
Q2 2023 holders
38
Holder diff
-4
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.