Ownership

Christian Follmann

Insider Reports History

Entity: Individual
Location: 1 North B Street, Suite 2000, San Mateo, CA
Signature: /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
All insider transactions: Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Christian Follmann:

Stock	Role	Class	Num Shares	Value	Price $	Report Date	Ownership
Hercules Capital, Inc.	Chief Operating Officer	Common Stock	123K	$2.42M	$19.73	Jan 11, 2025	Direct
Hercules Capital, Inc.	Chief Operating Officer	Restricted Stock Units	28.9K	$519K	$17.96	Dec 5, 2024	Direct
Hercules Capital, Inc.	Chief Operating Officer	Common Stock	350	$6.91K	$19.73	Jan 11, 2025	By Spouse

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Showing 1 to 3 of 3 entries

Insider Reports Filed by Christian Follmann

Symbol	Company	Period	Transactions	Value $	Form Type	Date Filed	Role
HTGC	Hercules Capital, Inc.	Jan 11, 2025	1	-$24.8K	4	Jan 14, 2025	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Jan 9, 2025	2	$590K	4	Jan 13, 2025	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Dec 5, 2024	1	$0	4	Dec 9, 2024	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Oct 11, 2024	1	-$24.6K	4	Oct 15, 2024	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Jul 11, 2024	1	-$26.4K	4	Jul 15, 2024	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Apr 11, 2024	1	-$23K	4	Apr 15, 2024	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Jan 12, 2024	1	-$10.2K	4/A	Jan 30, 2024	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Jan 12, 2024	1	-$9.95K	4	Jan 17, 2024	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Jan 11, 2024	1	-$97.1K	4	Jan 16, 2024	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Jan 9, 2024	1	$560K	4	Jan 10, 2024	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Dec 7, 2023	1	$0	4	Dec 11, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Nov 22, 2023	1	$4.05K	4	Nov 27, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Oct 12, 2023	1	-$6.74K	4	Oct 16, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Oct 11, 2023	1	-$6.7K	4	Oct 13, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Aug 25, 2023	2	$3.93K	4	Aug 28, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Jul 11, 2023	2	-$12.9K	4	Jul 13, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	May 23, 2023	3	$3.52K	4	May 25, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Apr 12, 2023	1	-$5.17K	4	Apr 14, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Apr 11, 2023	1	-$5.12K	4	Apr 13, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Mar 9, 2023	1	$3.41K	4	Mar 13, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Feb 6, 2023	1	$0	4	Feb 8, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Jan 12, 2023	2	-$13.4K	4	Jan 17, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Jan 11, 2023	2	$349K	4	Jan 13, 2023	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Nov 17, 2022	1	$3.58K	4	Nov 21, 2022	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Oct 12, 2022	2	-$10.3K	4	Oct 14, 2022	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Aug 16, 2022	1	$3.41K	4	Aug 18, 2022	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Jul 12, 2022	2	-$11.5K	4	Jul 14, 2022	Chief Operating Officer
HTGC	Hercules Capital, Inc.	May 24, 2022	3	$2.96K	4	May 26, 2022	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Apr 24, 2022	3	-$2.59K	4	Apr 26, 2022	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Apr 12, 2022	2	-$15.3K	4	Apr 14, 2022	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Mar 16, 2022	5	$3K	4	Mar 18, 2022	Chief Operating Officer
HTGC	Hercules Capital, Inc.	Feb 1, 2022	0	$0	3	Feb 2, 2022	Chief Operating Officer