| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Follmann Christian | Chief Operating Officer | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann | 15 Oct 2025 | 0001907321 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Tax liability | $19,639 | -1,176 | -1% | $16.70 | 116,885 | 11 Oct 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2025. |