Christian Follmann - 16 Mar 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
16 Mar 2022
Net transactions value
+$3,004
Form type
4
Filing time
18 Mar 2022, 16:08:53 UTC
Previous filing
02 Feb 2022
Next filing
14 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Restricted Stock Units Award $205 +12 +2.9% $17.12 425 16 Mar 2022 Direct F1
transaction HTGC Restricted Stock Units Disposed to Issuer $171 -10 -2.4% $17.12 415 16 Mar 2022 Direct F2
transaction HTGC Common Stock Award $171 +10 +0.02% $17.12 49,055 16 Mar 2022 Direct F3
transaction HTGC Common Stock Tax liability $68.48 -4 -0.01% $17.12 49,051 16 Mar 2022 Direct F4
transaction HTGC Common Stock Award $2,867 +167 +0.34% $17.17 49,218 16 Mar 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents dividend equivalent shares received on March 16, 2022.
F2 Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on March 16, 2022.
F3 Represents Hercules, Inc. common stock received from vested dividend equivalent shares on March 16, 2022.
F4 Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on March 16, 2022.
F5 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.