| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Follmann Christian | Chief Operating Officer | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann | 11 Jul 2025 | 0001907321 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Tax liability | $17,818 | -960 | -0.79% | $18.56 | 120,252 | 09 Jul 2025 | Direct | F1 |
| holding | HTGC | Common Stock | 350 | 09 Jul 2025 | By Spouse |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 9, 2025. |