Christian Follmann - 12 Jul 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
12 Jul 2022
Net transactions value
-$11,475
Form type
4
Filing time
14 Jul 2022, 19:41:50 UTC
Previous filing
26 May 2022
Next filing
18 Aug 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $5,715 -415 -0.85% $13.77 48,455 12 Jul 2022 Direct F1, F2
transaction HTGC Common Stock Tax liability $5,760 -418 -0.86% $13.78 48,037 13 Jul 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2022.
F2 Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share.
F3 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 13, 2022.