Christian Follmann - Jul 12, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Stock symbol
HTGC
Transactions as of
Jul 12, 2022
Transactions value $
-$11,475
Form type
4
Date filed
7/14/2022, 07:41 PM
Previous filing
May 26, 2022
Next filing
Aug 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$5.71K -415 -0.85% $13.77 48.5K Jul 12, 2022 Direct F1, F2
transaction HTGC Common Stock Tax liability -$5.76K -418 -0.86% $13.78 48K Jul 13, 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2022.
F2 Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share.
F3 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 13, 2022.