Christian Follmann - 08 Jan 2026 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role: Chief Operating Officer
Signature: /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol: HTGC
Transactions as of: 08 Jan 2026
Net transactions value: +$675,008
Form type: 4
Filing time: 12 Jan 2026, 16:26:45 UTC
Previous filing: 08 Dec 2025
Next filing: 13 Jan 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Follmann Christian	Chief Operating Officer	C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO	/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann	12 Jan 2026	0001907321

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTGC	Common Stock	Award	$675,008	+37,007	+32%	$18.24	153,892	08 Jan 2026	Direct	F1
holding	HTGC	Common Stock						350	08 Jan 2026	By Spouse

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.