Christian Follmann - May 24, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Stock symbol
HTGC
Transactions as of
May 24, 2022
Transactions value $
$2,963
Form type
4
Date filed
5/26/2022, 05:27 PM
Previous filing
Apr 26, 2022
Next filing
Jul 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $2.96K +213 +0.44% $13.89 48.9K May 24, 2022 Direct F1
transaction HTGC Common Stock Sale -$5.98K -420 -0.86% $14.23 48.4K May 26, 2022 Direct
transaction HTGC Common Stock Purchase $5.98K +420 +0.87% $14.24 48.9K May 26, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.