Christian Follmann - 11 Oct 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
11 Oct 2023
Net transactions value
-$6,699
Form type
4
Filing time
13 Oct 2023, 16:14:54 UTC
Previous filing
28 Aug 2023
Next filing
16 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $6,699 -412 -0.58% $16.26 71,179 11 Oct 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2023.