Christian Follmann - 11 Jan 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
11 Jan 2024
Net transactions value
-$97,084
Form type
4
Filing time
16 Jan 2024, 20:29:03 UTC
Previous filing
10 Jan 2024
Next filing
17 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $97,084 -5,554 -5.4% $17.48 97,654 11 Jan 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2024.