Christian Follmann - 04 Mar 2026 Form 4/A - Amendment Insider Report for Hercules Capital, Inc. (HTGC)

Role: Chief Operating Officer
Signature: /s /Kiersten Zaza Botelho, Attorney-in-Fact for Christian Follmann
Issuer symbol: HTGC
Transactions as of: 04 Mar 2026
Net transactions value: +$73,400
Form type: 4/A - Amendment
Filing time: 05 Mar 2026, 17:19:12 UTC
Date Of Original Report: 05 Mar 2026
Previous filing: 13 Jan 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Follmann Christian	Chief Operating Officer	C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO	/s /Kiersten Zaza Botelho, Attorney-in-Fact for Christian Follmann	05 Mar 2026	0001907321

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTGC	Common Stock	Purchase	$73,400	+5,000	+3.4%	$14.68	150,135	04 Mar 2026	Direct	F1, F2
holding	HTGC	Common Stock						350	04 Mar 2026	By Spouse

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Average purchase price. Shares purchased at prices between $14.60 and $14.78.
F2	This Form 4 amendment corrects an administrative error in reporting the type of transaction executed by the Reporting Person.