Christian Follmann - Oct 12, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Stock symbol
HTGC
Transactions as of
Oct 12, 2022
Transactions value $
-$10,313
Form type
4
Date filed
10/14/2022, 04:07 PM
Previous filing
Aug 18, 2022
Next filing
Nov 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$5.02K -415 -0.86% $12.10 47.8K Oct 12, 2022 Direct F1
transaction HTGC Common Stock Tax liability -$5.29K -418 -0.87% $12.66 47.4K Oct 13, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2022.
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 13, 2022.