Christian Follmann - 12 Oct 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
12 Oct 2022
Net transactions value
-$10,313
Form type
4
Filing time
14 Oct 2022, 16:07:11 UTC
Previous filing
18 Aug 2022
Next filing
21 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $5,022 -415 -0.86% $12.10 47,840 12 Oct 2022 Direct F1
transaction HTGC Common Stock Tax liability $5,292 -418 -0.87% $12.66 47,422 13 Oct 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2022.
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 13, 2022.