Christian Follmann - 09 Jan 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
09 Jan 2025
Net transactions value
+$589,770
Form type
4
Filing time
13 Jan 2025, 16:07:05 UTC
Previous filing
09 Dec 2024
Next filing
14 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $85,235 -4,266 -4.5% $19.98 89,977 09 Jan 2025 Direct F1, F2
transaction HTGC Common Stock Award $675,004 +33,784 +38% $19.98 123,761 09 Jan 2025 Direct F3
holding HTGC Common Stock 350 09 Jan 2025 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.
F2 Includes 235 dividend reinvestment shares acquired on November 20, 2024.
F3 Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.