Christian Follmann - 09 Jan 2026 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role: Chief Operating Officer
Signature: /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol: HTGC
Transactions as of: 09 Jan 2026
Net transactions value: -$162,811
Form type: 4
Filing time: 13 Jan 2026, 18:46:02 UTC
Previous filing: 12 Jan 2026
Next filing: 05 Mar 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Follmann Christian	Chief Operating Officer	C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO	/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann	13 Jan 2026	0001907321

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTGC	Common Stock	Tax liability	$140,912	-7,580	-4.9%	$18.59	146,312	09 Jan 2026	Direct	F1
transaction	HTGC	Common Stock	Tax liability	$21,899	-1,178	-0.81%	$18.59	145,134	11 Jan 2026	Direct	F2
holding	HTGC	Common Stock						350	09 Jan 2026	By Spouse

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026.
F2	Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026.