Christian Follmann - 23 May 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
23 May 2023
Net transactions value
+$3,524
Form type
4
Filing time
25 May 2023, 16:18:16 UTC
Previous filing
14 Apr 2023
Next filing
13 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $3,519 +253 +0.35% $13.91 72,179 23 May 2023 Direct F1, F2
transaction HTGC Common Stock Purchase $6,247 +455 +0.63% $13.73 72,634 24 May 2023 Direct
transaction HTGC Common Stock Sale $6,243 -455 -0.63% $13.72 72,179 24 May 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired as dividend reinvestment shares.
F2 Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by one share.