Christian Follmann - May 23, 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Stock symbol
HTGC
Transactions as of
May 23, 2023
Transactions value $
$3,524
Form type
4
Date filed
5/25/2023, 04:18 PM
Previous filing
Apr 14, 2023
Next filing
Jul 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $3.52K +253 +0.35% $13.91 72.2K May 23, 2023 Direct F1, F2
transaction HTGC Common Stock Purchase $6.25K +455 +0.63% $13.73 72.6K May 24, 2023 Direct
transaction HTGC Common Stock Sale -$6.24K -455 -0.63% $13.72 72.2K May 24, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired as dividend reinvestment shares.
F2 Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by one share.