Christian Follmann - 05 Jun 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Issuer symbol
HTGC
Transactions as of
05 Jun 2025
Net transactions value
$0
Form type
4
Filing time
05 Jun 2025, 18:38:34 UTC
Previous filing
15 Apr 2025
Next filing
11 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Follmann Christian Chief Operating Officer C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann 05 Jun 2025 0001907321

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Sale $7,043 -395 -0.33% $17.83 120,556 05 Jun 2025 Direct
transaction HTGC Common Stock Purchase $7,043 +395 +0.33% $17.83 121,212 05 Jun 2025 Direct F1
holding HTGC Common Stock 350 05 Jun 2025 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 261 dividend reinvestment shares acquired on May 20, 2025.