Christian Follmann - Jan 12, 2023 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Stock symbol
HTGC
Transactions as of
Jan 12, 2023
Transactions value $
-$13,438
Form type
4
Date filed
1/17/2023, 04:42 PM
Previous filing
Jan 13, 2023
Next filing
Feb 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability -$6.71K -490 -0.67% $13.69 73K Jan 12, 2023 Direct F1
transaction HTGC Common Stock Tax liability -$6.73K -493 -0.68% $13.65 72.5K Jan 13, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2023.
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2023.