Christian Follmann - Apr 24, 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Operating Officer
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
Stock symbol
HTGC
Transactions as of
Apr 24, 2022
Transactions value $
-$2,586
Form type
4
Date filed
4/26/2022, 05:45 PM
Previous filing
Apr 14, 2022
Next filing
May 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Restricted Stock Units Disposed to Issuer -$7.45K -415 -100% $17.96 0 Apr 24, 2022 Direct F1
transaction HTGC Common Stock Award $7.45K +415 +0.86% $17.96 48.8K Apr 24, 2022 Direct F2
transaction HTGC Common Stock Tax liability -$2.59K -144 -0.3% $17.96 48.7K Apr 24, 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents released restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on April 24, 2022.
F2 Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on April 24, 2022.
F3 Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on April 24, 2022.