| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Follmann Christian | Chief Operating Officer | C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO | /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann | 14 Oct 2025 | 0001907321 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTGC | Common Stock | Tax liability | $23,236 | -1,362 | -1.1% | $17.06 | 118,061 | 09 Oct 2025 | Direct | F1 |
| holding | HTGC | Common Stock | 350 | 09 Oct 2025 | By Spouse |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2025. |