FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Symbol
FDM
Shares outstanding
2,698,176
Price per share
$83.36
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
1,644,078
Total reported value
$131,537,879
% of total 13F portfolios
0%
Share change
+27,086
Value change
+$2,210,704
Number of holders
83
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Robert W. Baird & Co. Inc 5.1% 0% $10,955,719 +$311,537 137,607 +2.9% Robert W. Baird & Co. Inc 31 Dec 2025

As of 31 Dec 2025, 83 institutional investors reported holding 1,644,078 shares of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM). This represents 61% of the company’s total 2,698,176 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) together control 53% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Private Advisory Group LLC 7.1% 191,000 +4.6% 1.2% $15,206,656
Chicago Partners Investment Group LLC 7.1% 190,478 -0.44% 0.39% $15,805,878
ARKANSAS FINANCIAL GROUP, INC. 6.4% 173,432 -1.3% 2% $13,807,974
LPL Financial LLC 6.3% 169,032 +5.4% 0% $13,457,635
Baird Financial Group, Inc. 5.1% 137,581 +0.69% 0.02% $10,953,649
MORGAN STANLEY 3.5% 95,648 +0.57% 0% $7,615,180
WELLS FARGO & COMPANY/MN 2.9% 77,369 -0.71% 0% $6,159,852
RAYMOND JAMES FINANCIAL INC 2.1% 55,614 +49% 0% $4,427,796
&PARTNERS 1.7% 45,017 +1.7% 0.02% $3,584,079
HB Wealth Management, LLC 1.7% 45,000 0% 0.02% $3,582,720
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 1.3% 36,238 -0.35% 0.05% $2,885,125
Kendall Capital Management 0.82% 22,209 0% 0.37% $1,768,192
WESCAP Management Group, Inc. 0.74% 19,980 -7.2% 0.32% $1,590,728
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.72% 19,305 -29% 0% $1,536,987
BANK OF AMERICA CORP /DE/ 0.64% 17,273 -33% 0% $1,375,207
Bristlecone Value Partners, LLC 0.59% 16,049 0% 1.5% $1,277,836
NORTHBRIDGE FINANCIAL GROUP, LLC 0.56% 14,987 0% 0.54% $1,193,237
Noble Family Wealth, LLC 0.55% 14,941 -2.7% 0.25% $1,189,543
JONES FINANCIAL COMPANIES LLLP 0.55% 14,876 +16% 0% $1,184,362
Envision Financial LLC 0.53% 14,360 +0.13% 0.6% $1,143,247
Camelot Portfolios, LLC 0.52% 14,061 -20% 0.69% $1,119,485
STIFEL FINANCIAL CORP 0.5% 13,427 +35% 0% $1,069,143
Texas Yale Capital Corp. 0.47% 12,740 +19% 0.03% $1,014,308
Urban Financial Advisory Corp 0.46% 12,320 +5.7% 0.39% $980,877
UBS Group AG 0.45% 12,106 +0.71% 0% $963,831

Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,644,078 $131,537,879 +$2,210,704 $79.62 83
2025 Q3 1,573,540 $119,115,587 +$5,132,161 $75.75 74
2025 Q2 1,510,608 $108,782,425 +$8,379,378 $71.63 71
2025 Q1 1,404,614 $86,538,564 -$6,544,151 $62.18 68
2024 Q4 1,460,418 $99,391,019 -$20,323,308 $68.16 64
2024 Q3 1,762,440 $112,998,165 +$2,853,067 $64.10 62
2024 Q2 1,714,877 $103,984,971 +$171,596 $59.94 60
2024 Q1 1,715,683 $107,239,637 +$5,076,087 $62.77 61
2023 Q4 1,319,954 $80,583,768 +$1,548,929 $61.34 59
2023 Q3 1,294,274 $70,470,229 +$3,121,938 $54.78 57
2023 Q2 1,236,177 $69,990,841 +$55,518 $56.23 56
2023 Q1 1,226,665 $65,556,070 -$2,415,733 $53.65 59
2022 Q4 1,251,042 $70,117,341 -$5,197,765 $55.49 59
2022 Q3 1,364,203 $69,156,900 +$8,912,043 $50.00 59
2022 Q2 1,192,221 $63,172,303 -$4,545,655 $52.36 55
2022 Q1 1,266,417 $75,576,000 -$12,037,231 $60.24 60
2021 Q4 1,461,189 $92,946,000 +$15,201,872 $63.94 61
2021 Q3 1,280,107 $77,389,000 -$10,827,419 $59.93 49
2021 Q2 1,460,909 $90,048,000 +$3,387,800 $61.78 57
2021 Q1 1,400,065 $84,120,000 +$14,168,471 $60.13 55
2020 Q4 1,173,600 $56,597,223 +$1,225,525 $47.88 55
2020 Q3 1,152,330 $43,456,000 +$3,316,417 $37.48 47
2020 Q2 1,062,905 $41,567,000 +$5,088,789 $39.12 42
2020 Q1 937,090 $29,456,710 -$15,479,147 $31.32 39
2019 Q4 1,404,292 $71,494,718 -$682,654 $50.93 45
2019 Q3 1,444,081 $66,024,068 -$7,927,264 $45.70 46
2019 Q2 1,583,240 $71,529,373 +$1,547,202 $45.20 47
2019 Q1 1,579,990 $70,616,943 -$4,070,406 $44.66 47
2018 Q4 1,670,103 $67,970,000 +$22,691,587 $40.58 40
2018 Q3 1,101,185 $55,927,000 +$12,471,246 $51.12 37
2018 Q2 856,246 $43,602,000 +$8,914,308 $50.93 34
2018 Q1 682,012 $32,272,000 +$1,764,598 $47.32 34
2017 Q4 644,749 $30,593,000 +$5,960,252 $47.45 29
2017 Q3 513,723 $23,800,000 -$1,966,570 $46.33 26
2017 Q2 560,819 $24,714,000 -$2,787,046 $44.07 29
2017 Q1 625,806 $26,643,000 -$48,676,925 $42.59 33
2016 Q4 1,736,720 $76,379,000 +$58,496,050 $44.10 33
2016 Q3 415,362 $15,058,000 +$554,218 $36.26 30
2016 Q2 403,792 $13,510,000 -$2,833,832 $33.46 29
2016 Q1 484,526 $16,017,000 -$422,224 $33.06 28
2015 Q4 497,636 $16,382,000 -$2,190,414 $32.90 30
2015 Q3 563,757 $17,862,000 +$2,277,404 $31.68 29
2015 Q2 490,947 $17,022,263 +$670,170 $34.68 27
2015 Q1 471,692 $13,149,884 +$619,241 $33.92 25
2014 Q4 453,184 $12,345,902 -$5,258,204 $33.36 27
2014 Q3 468,375 $12,684,530 -$6,301,284 $29.98 25
2014 Q2 619,537 $19,850,387 -$22,918,528 $32.04 29
2014 Q1 1,357,753 $43,227,959 +$1,750,320 $32.38 31