FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM)

Q2 2021 13F Holders as of 30 Jun 2021

Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2,621,451
Number of holders
57
Total 13F shares, excl. options
1,460,909
Shares change
+52,329
Total reported value, excl. options
$90,048,000
Value change
+$3,387,800
Number of buys
27
Number of sells
-23
Price
$61.78

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2021

62 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q2 2021.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 57 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,460,909 shares of 2,621,451 outstanding shares and own 55.73% of the company stock.
Largest 10 shareholders include Baird Financial Group, Inc. (170,359 shares), Cardan Capital Partners, LLC (141,928 shares), WELLS FARGO & COMPANY/MN (129,357 shares), MORGAN STANLEY (127,208 shares), LPL Financial LLC (125,078 shares), Chicago Partners Investment Group LLC (94,608 shares), ROYAL BANK OF CANADA (83,672 shares), ENVESTNET ASSET MANAGEMENT INC (63,855 shares), MERCER GLOBAL ADVISORS INC /ADV (62,824 shares), and Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (47,452 shares).
This table shows the top 57 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.