Q3 2018 13F Holders as of 30 Sep 2018
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Number of holders
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37
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Total 13F shares, excl. options
-
1,101,185
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Shares change
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+244,939
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Total reported value, excl. options
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$55,927,000
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Value change
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+$12,471,246
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Number of buys
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23
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Number of sells
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9
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Price
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$51.12
Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2018
As of 30 Sep 2018 FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) had 41 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 1,101,185 shares of stock of the company.
Largest 10 holders included MORGAN STANLEY, Chicago Partners Investment Group LLC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, Camelot Portfolios, LLC, LPL Financial LLC, CITADEL ADVISORS LLC, IFP Advisors, Inc, Frontier Wealth Management LLC, and BB&T SECURITIES, LLC.
This table shows 41 institutional shareholders of the security as of 30 Sep 2018.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.