Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2,698,176
Total 13F shares
468,375
Share change
-196,715
Total reported value
$12,684,530
Price per share
$29.98
Number of holders
25
Value change
-$6,301,284
Number of buys
11
Number of sells
11

Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2014

As of 30 Sep 2014, FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) was held by 25 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 468,375 shares. The largest 10 holders included WELLS FARGO & COMPANY/MN, SUSQUEHANNA INTERNATIONAL GROUP, LLP, BANK OF AMERICA CORP /DE/, SG Americas Securities, LLC, BB&T SECURITIES, LLC, Camelot Portfolios, LLC, MORGAN STANLEY, Timber Hill LLC, ROYAL BANK OF CANADA, and Cetera Advisors LLC. This page lists 25 institutional shareholders reporting positions in this security for the Q3 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.