Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Number of holders
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25
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Total 13F shares, excl. options
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468,375
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Shares change
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-196,715
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Total reported value, excl. options
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$12,684,530
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Value change
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-$6,301,284
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Number of buys
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11
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Number of sells
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-11
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Price
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$29.98
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2014
30 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2014.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 25 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 468,375 shares
of 2,621,451 outstanding shares and own 18% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (78,417 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (63,080 shares), BANK OF AMERICA CORP /DE/ (62,240 shares), SG Americas Securities, LLC (51,314 shares), BB&T SECURITIES, LLC (45,553 shares), Camelot Portfolios, LLC (35,087 shares), MORGAN STANLEY (31,611 shares), Timber Hill LLC (16,990 shares), ROYAL BANK OF CANADA (16,641 shares), and Cetera Advisors LLC (15,111 shares).
This table shows the top 25 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.