Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Total 13F shares
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468,375
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Share change
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-196,715
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Total reported value
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$12,684,530
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Price per share
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$29.98
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Number of holders
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25
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Value change
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-$6,301,284
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Number of buys
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11
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Number of sells
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11
Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2014
As of 30 Sep 2014 FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) had 25 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 468,375 shares of stock of the company.
Largest 10 holders included WELLS FARGO & COMPANY/MN, SUSQUEHANNA INTERNATIONAL GROUP, LLP, BANK OF AMERICA CORP /DE/, SG Americas Securities, LLC, BB&T SECURITIES, LLC, Camelot Portfolios, LLC, MORGAN STANLEY, Timber Hill LLC, ROYAL BANK OF CANADA, and Cetera Advisors LLC.
This table shows 25 institutional shareholders of the security as of 30 Sep 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.