Q4 2015 13F Holders as of 31 Dec 2015
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Number of holders
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30
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Total 13F shares, excl. options
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497,636
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Shares change
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-66,548
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Total reported value, excl. options
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$16,382,000
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Value change
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-$2,190,414
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Number of buys
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8
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Number of sells
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16
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Price
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$32.90
Institutional Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2015
32 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of 31 Dec 2015.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) had 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 497,636 shares of stock of the company.
Largest 10 holders included BB&T SECURITIES, LLC, Frontier Wealth Management LLC, WELLS FARGO & COMPANY/MN, CITADEL ADVISORS LLC, Camelot Portfolios, LLC, SUSQUEHANNA INTERNATIONAL GROUP, LLP, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, Timber Hill LLC, and JANE STREET GROUP, LLC.
This table shows the top 30 institutional shareholders of the security as of 31 Dec 2015.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.