Q4 2014 13F Holders as of 31 Dec 2014
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Number of holders
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27
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Total 13F shares, excl. options
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453,184
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Shares change
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-162,897
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Total reported value, excl. options
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$12,345,902
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Value change
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-$5,258,204
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Number of buys
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6
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Number of sells
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-11
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Price
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$33.36
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2014
28 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q4 2014.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 27 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 453,184 shares
of 2,621,451 outstanding shares and own 17% of the company stock.
Largest 10 shareholders include Frontier Wealth Management LLC (103,484 shares), BB&T SECURITIES, LLC (84,057 shares), WELLS FARGO & COMPANY/MN (70,583 shares), MORGAN STANLEY (59,717 shares), Camelot Portfolios, LLC (34,948 shares), COMERICA SECURITIES INC (12,838 shares), Timber Hill LLC (12,022 shares), UBS Group AG (10,408 shares), BANK OF AMERICA CORP /DE/ (9,923 shares), and NAPLES GLOBAL ADVISORS, LLC (9,235 shares).
This table shows the top 27 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.