Q3 2019 13F Holders as of 30 Sep 2019
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Number of holders
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46
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Total 13F shares, excl. options
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1,444,081
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Shares change
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-174,611
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Total reported value, excl. options
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$66,024,068
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Value change
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-$7,927,264
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Number of buys
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18
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Number of sells
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-25
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Price
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$45.70
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2019
51 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2019.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 46 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,444,081 shares
of 2,621,451 outstanding shares and own 55% of the company stock.
Largest 10 shareholders include Cardan Capital Partners, LLC (498,030 shares), MORGAN STANLEY (322,937 shares), Chicago Partners Investment Group LLC (77,843 shares), LPL Financial LLC (67,956 shares), UBS Group AG (55,657 shares), ROYAL BANK OF CANADA (45,732 shares), WELLS FARGO & COMPANY/MN (33,970 shares), BANK OF AMERICA CORP /DE/ (30,339 shares), Empirical Financial Services, LLC d.b.a. Empirical Wealth Management (28,797 shares), and Frontier Wealth Management LLC (25,722 shares).
This table shows the top 46 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.