Q2 2017 13F Holders as of 30 Jun 2017
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Type / Class
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Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
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Shares outstanding
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2,621,451
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Number of holders
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29
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Total 13F shares, excl. options
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560,819
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Shares change
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-64,987
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Total reported value, excl. options
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$24,714,000
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Value change
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-$2,787,046
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Number of buys
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14
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Number of sells
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-16
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Price
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$44.07
Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q2 2017
34 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q2 2017.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 29 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 560,819 shares
of 2,621,451 outstanding shares and own 21% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (150,574 shares), Chicago Partners Investment Group LLC (46,957 shares), Camelot Portfolios, LLC (41,521 shares), SG Americas Securities, LLC (39,613 shares), ROYAL BANK OF CANADA (36,170 shares), Frontier Wealth Management LLC (35,490 shares), WELLS FARGO & COMPANY/MN (35,075 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (32,673 shares), BB&T SECURITIES, LLC (24,665 shares), and RAYMOND JAMES & ASSOCIATES (20,728 shares).
This table shows the top 29 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.