FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM)

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2,621,451
Number of holders
33
Total 13F shares, excl. options
1,736,720
Shares change
+1,321,358
Total reported value, excl. options
$76,379,000
Value change
+$58,496,050
Number of buys
20
Number of sells
-10
Price
$44.10

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2016

38 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q4 2016.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 33 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,736,720 shares of 2,621,451 outstanding shares and own 66.3% of the company stock.
Largest 10 shareholders include NIEMANN CAPITAL MANAGEMENT INC (546,738 shares), ENVESTNET ASSET MANAGEMENT INC (362,257 shares), UNITED CAPITAL FINANCIAL ADVISERS, LLC (301,560 shares), MORGAN STANLEY (96,735 shares), WELLS FARGO & COMPANY/MN (76,450 shares), Frontier Wealth Management LLC (48,979 shares), Camelot Portfolios, LLC (42,075 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (33,505 shares), SG Americas Securities, LLC (31,154 shares), and LADENBURG THALMANN FINANCIAL SERVICES INC. (28,622 shares).
This table shows the top 33 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.