FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM)

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class
Equity / Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund
Shares outstanding
2,621,451
Number of holders
29
Total 13F shares, excl. options
563,757
Shares change
+72,810
Total reported value, excl. options
$17,862,000
Value change
+$2,277,404
Number of buys
13
Number of sells
-6
Price
$31.68

Significant Holders of FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q3 2015

30 filings reported holding FDM - FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund as of Q3 2015.
FIRST TRUST EXCHANGE-TRADED FUND - Common Shares of Beneficial Interests of First Trust Dow Jones Select MicroCap Index Fund (FDM) has 29 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 563,757 shares of 2,621,451 outstanding shares and own 21.51% of the company stock.
Largest 10 shareholders include BB&T SECURITIES, LLC (118,155 shares), Frontier Wealth Management LLC (89,893 shares), MORGAN STANLEY (71,446 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (51,088 shares), WELLS FARGO & COMPANY/MN (50,889 shares), CITADEL ADVISORS LLC (39,187 shares), Camelot Portfolios, LLC (36,621 shares), Timber Hill LLC (16,479 shares), JANE STREET GROUP, LLC (15,759 shares), and UBS Group AG (14,353 shares).
This table shows the top 29 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.